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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10B
AUM Growth
-$1.29B
Cap. Flow
-$2.15B
Cap. Flow %
-21.47%
Top 10 Hldgs %
19.73%
Holding
599
New
179
Increased
113
Reduced
108
Closed
164
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.4 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$161M
2
MDLZ icon
Mondelez International
MDLZ
+$137M
3
AGN
Allergan plc
AGN
+$135M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
5
WTW icon
Willis Towers Watson
WTW
+$116M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$743M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$650M
3
CB icon
CHUBB CORPORATION
CB
+$472M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$183M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.9%
2 Industrials 15.6%
3 Miscellaneous 13.64%
4 Consumer Discretionary 13.56%
5 Financials 9.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EGN
251
DELISTED
Energen
EGN
$4.29M 0.04%
117,180
-62,060
-35% -$1.92M
2015 Q2
3 quarters
IYW icon
252
iShares US Technology ETF
IYW
$26.6B
$4.26M 0.04%
+157,120
New +$3.97M
2016 Q1
0 quarters
MIK
253
DELISTED
Michaels Stores, Inc
MIK
$4.11M 0.04%
147,000
-533,000
-78% -$12.3M
2015 Q2
3 quarters
ASC icon
254
Ardmore Shipping
ASC
$810M
$4.1M 0.04%
485,143
+108,581
+29% +$970K
2014 Q1
8 quarters
NVAX icon
255
Novavax
NVAX
$2.09B
$4.04M 0.04%
+39,100
New +$4.19M
2016 Q1
0 quarters
PANW icon
256
Palo Alto Networks
PANW
$330B
$3.99M 0.04%
146,778
+86,778
+145% +$2.13M
2015 Q4
1 quarter
KTWO icon
257
DELISTED
K2M Group Holdings, Inc
KTWO
$3.93M 0.04%
265,225
+25,225
+11% +$347K
2015 Q1
4 quarters
SAVE icon
258
DELISTED
Spirit Airlines, Inc.
SAVE
$3.89M 0.04%
81,143
-8,857
-10% -$396K
2015 Q4
1 quarter
NBR icon
259
Nabors Industries
NBR
$1.2B
$3.88M 0.04%
+8,437
New +$3.13M
2016 Q1
0 quarters
LAZ icon
260
Lazard
LAZ
$3.61B
$3.81M 0.04%
+98,100
New +$3.52M
2016 Q1
0 quarters
HAL icon
261
Halliburton
HAL
$27.2B
$3.77M 0.04%
+105,462
New +$3.44M
2016 Q1
0 quarters
ONCE
262
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$3.72M 0.04%
126,033
-67,967
-35% -$2.14M
2015 Q4
1 quarter
CERS icon
263
Cerus
CERS
$455M
$3.65M 0.04%
615,840
+285,366
+86% +$1.58M
2015 Q1
4 quarters
SPN
264
DELISTED
Superior Energy Services, Inc.
SPN
$3.25M 0.03%
24,256
-18,711
-44% -$2.04M
2015 Q4
1 quarter
HZNP
265
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.24M 0.03%
195,500
+121,474
+164% +$2.13M
2015 Q3
2 quarters
DERM icon
266
DELISTED
Dermira, Inc.
DERM
$3.23M 0.03%
+156,400
New +$3.84M
2016 Q1
0 quarters
SPY icon
267
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$3.16M 0.03%
1,907,700
+1,457,700
+324% +$284M
2014 Q2
7 quarters
NFX icon
268
DELISTED
Newfield Exploration
NFX
$3.05M 0.03%
91,840
-194,160
-68% -$5.48M
2014 Q3
6 quarters
UHS icon
269
Universal Health Services
UHS
$10.5B
$3.04M 0.03%
+24,413
New +$2.75M
2016 Q1
0 quarters
LAMR icon
270
Lamar Advertising Co
LAMR
$14.9B
$3.03M 0.03%
49,225
-775
-2% -$44.2K
2015 Q2
3 quarters
NVDA icon
271
NVIDIA
NVDA
$5.46T
$3M 0.03%
+3,366,960
New +$2.57M
2016 Q1
0 quarters
CAVM
272
DELISTED
Cavium, Inc.
CAVM
$2.99M 0.03%
48,925
+33,925
+226% +$1.96M
2015 Q4
1 quarter
CAA
273
DELISTED
CalAtlantic Group, Inc.
CAA
$2.99M 0.03%
+89,511
New +$2.8M
2016 Q1
0 quarters
TOL icon
274
Toll Brothers
TOL
$12.2B
$2.98M 0.03%
+100,840
New +$2.82M
2016 Q1
0 quarters
PGJ icon
275
Invesco Golden Dragon China ETF
PGJ
$83.6M
$2.95M 0.03%
98,275
-131,725
-57% -$3.78M
2015 Q4
1 quarter
9 10
11
12 13

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 599 positions worth $10B, down 11% from $11.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $2.15B in Q1 2016, closing 164 positions and reducing 108 holdings. Its most notable exit was BROADCOM CORP CL-A, an estimated $743M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 12% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, UBS O'Connor opened a new position in Danaher worth $172M.

  • UBS O'Connor's largest Q1 2016 buy was Danaher: 2,701,028 shares worth $172M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $137M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $161M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $743M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 164 in Q1 2016.
  • UBS O'Connor's portfolio value fell 11% quarter-over-quarter to $10B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.