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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.45B
AUM Growth
-$493M
Cap. Flow
+$322M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.77%
Holding
587
New
179
Increased
113
Reduced
93
Closed
156

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$119M
2
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$114M
3
ALR
Alere Inc
ALR
+$86.6M
4
DHR icon
Danaher
DHR
+$82.5M
5
MDLZ icon
Mondelez International
MDLZ
+$71M

Top Sells

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$496M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$327M
3
CB
CHUBB CORPORATION
CB
+$237M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$91.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.94%
2 Industrials 14.9%
3 Consumer Discretionary 13.15%
4 Financials 9.17%
5 Technology 7.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
251
iShares US Technology ETF
IYW
$24.8B
$2.17M 0.04%
+80,000
New +$2.02M
MIK
252
DELISTED
Michaels Stores, Inc
MIK
$2.1M 0.04%
75,000
-265,000
-78% -$6.13M
ASC icon
253
Ardmore Shipping
ASC
$695M
$2.1M 0.04%
248,155
+59,874
+32% +$535K
NVAX icon
254
Novavax
NVAX
$1.27B
$2.06M 0.04%
+20,000
New +$2.15M
PANW icon
255
Palo Alto Networks
PANW
$293B
$2.04M 0.04%
75,000
+45,000
+150% +$1.11M
KTWO
256
DELISTED
K2M Group Holdings, Inc
KTWO
$2M 0.04%
135,000
+15,000
+13% +$206K
SAVE
257
DELISTED
Spirit Airlines, Inc.
SAVE
$1.99M 0.04%
41,463
-3,537
-8% -$158K
NBR icon
258
Nabors Industries
NBR
$1.23B
$1.99M 0.04%
+4,320
New +$1.6M
LAZ icon
259
Lazard
LAZ
$4.22B
$1.94M 0.04%
+50,000
New +$1.79M
HAL icon
260
Halliburton
HAL
$27.1B
$1.93M 0.04%
+54,000
New +$1.76M
ONCE
261
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$1.9M 0.03%
64,310
-32,690
-34% -$1.03M
CERS icon
262
Cerus
CERS
$468M
$1.87M 0.03%
315,000
+149,763
+91% +$830K
SPN
263
DELISTED
Superior Energy Services, Inc.
SPN
$1.66M 0.03%
12,420
-9,063
-42% -$987K
HZNP
264
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.66M 0.03%
100,000
+62,987
+170% +$1.1M
DERM
265
DELISTED
Dermira, Inc.
DERM
$1.65M 0.03%
+80,000
New +$1.96M
SPY icon
266
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.6M 0.03%
970,000
+745,000
+331% +$145M
NFX
267
DELISTED
Newfield Exploration
NFX
$1.56M 0.03%
47,025
-95,975
-67% -$2.71M
UHS icon
268
Universal Health Services
UHS
$10.3B
$1.56M 0.03%
+12,500
New +$1.41M
LAMR icon
269
Lamar Advertising Co
LAMR
$16.2B
$1.54M 0.03%
25,000
– –
CAA
270
DELISTED
CalAtlantic Group, Inc.
CAA
$1.54M 0.03%
+46,021
New +$1.44M
NVDA icon
271
NVIDIA
NVDA
$5.3T
$1.54M 0.03%
+1,724,000
New +$1.31M
TOL icon
272
Toll Brothers
TOL
$14.1B
$1.53M 0.03%
+51,846
New +$1.45M
CAVM
273
DELISTED
Cavium, Inc.
CAVM
$1.53M 0.03%
25,000
+17,500
+233% +$1.01M
PGJ icon
274
Invesco Golden Dragon China ETF
PGJ
$97.9M
$1.5M 0.03%
50,000
-65,000
-57% -$1.87M
SHOP icon
275
Shopify
SHOP
$190B
$1.41M 0.03%
+500,000
New +$1.18M
9 10
11
12 13

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CGL
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UBS O'Connor's Q1 2016 Portfolio in Review

As of Q1 2016, UBS O'Connor held 587 positions worth $5.45B, down 8.3% from $5.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor deployed $322M of net new capital in Q1 2016, opening 179 new positions and adding to 113 existing holdings. Its largest new stake was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nielsen Holdings plc, an estimated $77.1M trimmed.

  • UBS O'Connor's largest Q1 2016 buy was BAXALTA INC COM STK (DE): 3,012,562 shares worth $122M.
  • UBS O'Connor added most to Mondelez International in Q1 2016, an estimated $71M increase.
  • UBS O'Connor's biggest Q1 2016 reduction was Nielsen Holdings plc, cutting an estimated $77.1M.
  • UBS O'Connor fully exited BROADCOM CORP CL-A in Q1 2016, selling an estimated $496M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.45B portfolio in Q1 2016.
  • UBS O'Connor opened 179 new positions and closed 156 in Q1 2016.
  • UBS O'Connor's portfolio value fell 8.3% quarter-over-quarter to $5.45B.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.