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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMSA
251
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$1.63M 0.03%
691,969
-878,990
-56% -$2.32M
TWTR
252
DELISTED
Twitter, Inc.
TWTR
$1.62M 0.03%
70,000
+37,849
+118% +$1.01M
DD icon
253
DuPont de Nemours
DD
$19.5B
$1.6M 0.03%
12,246
-213,797
-95% -$27.4M
GOGO icon
254
Gogo Inc
GOGO
$492M
$1.57M 0.03%
88,012
-20,000
-19% -$340K
SN
255
DELISTED
Sanchez Energy Corporation
SN
$1.57M 0.03%
363,678
-953,868
-72% -$5.38M
ANET icon
256
Arista Networks
ANET
$243B
$1.56M 0.03%
+320,000
New +$1.39M
FTI icon
257
TechnipFMC
FTI
$27.3B
$1.54M 0.03%
71,232
-78,624
-52% -$1.9M
LAMR icon
258
Lamar Advertising Co
LAMR
$16.2B
$1.5M 0.03%
25,000
+15,000
+150% +$862K
OVV icon
259
Ovintiv
OVV
$16.6B
$1.47M 0.02%
+57,875
New +$2.12M
GWB
260
DELISTED
Great Western Bancorp, Inc.
GWB
$1.44M 0.02%
49,701
-64,676
-57% -$1.84M
CCOI icon
261
Cogent Communications
CCOI
$546M
$1.39M 0.02%
40,000
-30,000
-43% -$970K
WAL icon
262
Western Alliance Bancorporation
WAL
$8.87B
$1.38M 0.02%
38,500
-36,500
-49% -$1.32M
AAXJ icon
263
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
$1.33M 0.02%
+25,000
New +$1.39M
ZEN
264
DELISTED
ZENDESK INC
ZEN
$1.32M 0.02%
+50,000
New +$1.17M
CRZO
265
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.3M 0.02%
44,000
-184,600
-81% -$6.76M
UCB
266
United Community Banks
UCB
$4.3B
$1.3M 0.02%
+66,766
New +$1.36M
TMO icon
267
Thermo Fisher Scientific
TMO
$214B
$1.28M 0.02%
+9,000
New +$1.2M
OLLI icon
268
Ollie's Bargain Outlet
OLLI
$4.71B
$1.28M 0.02%
+75,000
New +$1.25M
QLIK
269
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$1.27M 0.02%
+40,000
New +$1.31M
MR
270
DELISTED
Montage Resources Corporation Common Stock
MR
$1.24M 0.02%
45,224
-127,813
-74% -$4.52M
BNO icon
271
United States Brent Oil Fund
BNO
$734M
$1.22M 0.02%
+100,000
New +$1.5M
META icon
272
Meta Platforms (Facebook)
META
$1.5T
$1.18M 0.02%
11,250
-128,523
-92% -$13.2M
KO icon
273
CALL
Coca-Cola
KO
$374B
$1.17M 0.02%
546,500
-723,000
-57% -$30.7M
TLMR
274
DELISTED
TALMER BANCORP INC (MI)
TLMR
$1.14M 0.02%
+63,000
New +$1.09M
RLYP
275
DELISTED
RELYPSA INC COM
RLYP
$1.13M 0.02%
40,000
-30,000
-43% -$646K
9 10
11
12 13

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.