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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVER
251
DELISTED
Everbank Financial Corp
EVER
$2.51M 0.05%
129,902
+69,902
+117% +$1.39M
NAT icon
252
Nordic American Tanker
NAT
$1.36B
$2.49M 0.05%
+165,312
New +$2.46M
LYV icon
253
Live Nation Entertainment
LYV
$42.3B
$2.4M 0.05%
+100,000
New +$2.56M
XHB icon
254
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
$2.4M 0.05%
+69,965
New +$2.57M
CNX icon
255
PUT
CNX Resources
CNX
$5.2B
$2.39M 0.05%
432,000
+12,000
+3% +$149K
SONC
256
DELISTED
Sonic Corp
SONC
$2.36M 0.05%
103,000
+68,129
+195% +$1.89M
IMS
257
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$2.36M 0.05%
+81,250
New +$2.49M
AMG icon
258
Affiliated Managers Group
AMG
$9.83B
$2.31M 0.05%
13,500
+1,500
+13% +$295K
SBNY
259
DELISTED
Signature Bank
SBNY
$2.3M 0.05%
16,750
+11,498
+219% +$1.62M
WAL icon
260
Western Alliance Bancorporation
WAL
$8.87B
$2.3M 0.05%
75,000
+62,724
+511% +$2.03M
RLJ icon
261
RLJ Lodging Trust
RLJ
$1.81B
$2.2M 0.04%
86,970
-231,532
-73% -$6.67M
RCL icon
262
Royal Caribbean
RCL
$85.7B
$2.19M 0.04%
24,535
-66,991
-73% -$5.88M
CSCO icon
263
Cisco
CSCO
$476B
$2.14M 0.04%
81,599
-35,553
-30% -$960K
PAY
264
DELISTED
Verifone Systems Inc
PAY
$2.08M 0.04%
75,000
+15,331
+26% +$479K
PCH
265
DELISTED
PotlatchDeltic
PCH
$2.06M 0.04%
71,400
-20,000
-22% -$670K
MRD
266
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2M 0.04%
114,036
+78,846
+224% +$1.42M
EMC
267
DELISTED
EMC CORPORATION
EMC
$2M 0.04%
82,717
-660,772
-89% -$16.7M
TRMB icon
268
Trimble
TRMB
$13.6B
$1.99M 0.04%
121,117
+101,153
+507% +$2.04M
CJES
269
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.98M 0.04%
562,734
+243,700
+76% +$1.78M
GAS
270
DELISTED
AGL Resources Inc
GAS
$1.98M 0.04%
32,397
+20,282
+167% +$1.09M
TSLA icon
271
Tesla
TSLA
$1.26T
$1.97M 0.04%
118,950
+58,950
+98% +$1M
TAN icon
272
Invesco Solar ETF
TAN
$1.45B
$1.95M 0.04%
+73,500
New +$2.38M
IDTI
273
DELISTED
Integrated Device Technology I
IDTI
$1.91M 0.04%
93,992
+76,877
+449% +$1.5M
CCOI icon
274
Cogent Communications
CCOI
$546M
$1.9M 0.04%
+70,000
New +$2.07M
SF
275
Stifel
SF
$12.6B
$1.89M 0.04%
+101,250
New +$2.29M
9 10
11
12 13

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.