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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+14.24%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.53B
AUM Growth
-$327M
Cap. Flow
-$1.11B
Cap. Flow %
-24.58%
Top 10 Hldgs %
41.66%
Holding
485
New
147
Increased
69
Reduced
132
Closed
95

Top Buys

Rank Stock Value
1
AMTD
TD Ameritrade Holding Corp
AMTD
+$214M
2
EE
El Paso Electric Company
EE
+$86.7M
3
LOGM
LogMein, Inc.
LOGM
+$55.3M
4
ETFC
E*Trade Financial Corporation
ETFC
+$51.2M
5
CTEV
Claritev Corp
CTEV
+$44.4M

Top Sells

Rank Stock Value
1
CY
Cypress Semiconductor
CY
+$394M
2
MLNX
Mellanox Technologies, Ltd.
MLNX
+$247M
3
S
Sprint Corporation
S
+$237M
4
WBC
WABCO HOLDINGS INC.
WBC
+$157M
5
AXE
Anixter International Inc
AXE
+$126M

Sector Composition

Rank Sector Weight
1 Financials 26.95%
2 Technology 10.95%
3 Healthcare 9.73%
4 Consumer Discretionary 8.75%
5 Real Estate 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
226
PUT
Carnival Corporation Ltd
CCL
$39.4B
$1.7M 0.04%
150,000
– –
PLD icon
227
Prologis
PLD
$132B
$1.61M 0.04%
17,300
+5,113
+42% +$456K
PE
228
DELISTED
PARSLEY ENERGY INC
PE
$1.6M 0.04%
+150,000
New +$1.39M
HYACU
229
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.56M 0.03%
142,500
-7,500
-5% -$79.8K
UE icon
230
Urban Edge Properties
UE
$2.71B
$1.56M 0.03%
131,200
+13,600
+12% +$136K
WMT icon
231
Walmart Inc
WMT
$892B
$1.5M 0.03%
+37,500
New +$1.54M
SLQT icon
232
SelectQuote
SLQT
$120M
$1.49M 0.03%
+59,000
New +$1.58M
GTM
233
ZoomInfo Technologies
GTM
$1.21B
$1.46M 0.03%
+28,550
New +$1.36M
DAR icon
234
Darling Ingredients
DAR
$9.62B
$1.45M 0.03%
+58,750
New +$1.28M
MDLA
235
DELISTED
Medallia, Inc.
MDLA
$1.44M 0.03%
57,090
-20,890
-27% -$499K
HTZ
236
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$1.41M 0.03%
115,500
– –
ASTS icon
237
CALL
AST SpaceMobile
ASTS
$20.1B
$1.4M 0.03%
1,138,500
– –
LUV icon
238
Southwest Airlines
LUV
$23B
$1.38M 0.03%
+40,500
New +$1.29M
APA icon
239
APA Corp
APA
$12.9B
$1.35M 0.03%
+100,000
New +$1.14M
ARE icon
240
Alexandria Real Estate Equities
ARE
$8.34B
$1.31M 0.03%
+8,100
New +$1.24M
CHPM
241
CALL
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$1.29M 0.03%
1,163,750
-61,250
-5% -$601K
ITRI icon
242
Itron
ITRI
$4.5B
$1.24M 0.03%
+18,750
New +$1.19M
MP icon
243
CALL
MP Materials
MP
$8.45B
$1.22M 0.03%
+870,832
New +$8.64M
NEE icon
244
NextEra Energy
NEE
$176B
$1.2M 0.03%
+20,000
New +$1.2M
SAFM
245
DELISTED
Sanderson Farms Inc
SAFM
$1.16M 0.03%
+10,000
New +$1.29M
FCX icon
246
Freeport-McMoran
FCX
$95.5B
$1.16M 0.03%
+100,000
New +$917K
WCC
247
WESCO International
WCC
$18.1B
$1.16M 0.03%
+32,908
New +$983K
HCAT icon
248
Health Catalyst
HCAT
$171M
$1.15M 0.03%
39,302
-448
-1% -$12.4K
MAT icon
249
PUT
Mattel
MAT
$4.21B
$1.14M 0.03%
610,000
-250,000
-29% -$2.27M
ACEL icon
250
CALL
Accel Entertainment
ACEL
$998M
$1.12M 0.02%
476,900
-25,100
-5% -$229K
8 9
10
11 12

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q2 2020 Portfolio in Review

As of Q2 2020, UBS O'Connor held 485 positions worth $4.53B, down 6.7% from $4.86B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

UBS O'Connor withdrew a net $1.11B in Q2 2020, closing 95 positions and reducing 132 holdings. Its most notable exit was Cypress Semiconductor, an estimated $394M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

Against the trend, UBS O'Connor opened a new position in Claritev Corp worth $47.5M.

  • UBS O'Connor's largest Q2 2020 buy was Claritev Corp: 110,129 shares worth $47.5M.
  • UBS O'Connor added most to TD Ameritrade Holding Corp in Q2 2020, an estimated $214M increase.
  • UBS O'Connor's biggest Q2 2020 reduction was Tiffany & Co., cutting an estimated $121M.
  • UBS O'Connor fully exited Cypress Semiconductor in Q2 2020, selling an estimated $394M.
  • UBS O'Connor's ten largest holdings make up 42% of its $4.53B portfolio in Q2 2020.
  • UBS O'Connor opened 147 new positions and closed 95 in Q2 2020.
  • UBS O'Connor's portfolio value fell 6.7% quarter-over-quarter to $4.53B.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.