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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YOKU
226
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$2.43M 0.04%
+80,133
New +$2.3M
AMT icon
227
American Tower
AMT
$79.8B
$2.38M 0.04%
29,859
-321,445
-92% -$25M
IPI icon
228
Intrepid Potash
IPI
$470M
$2.38M 0.04%
+14,996
New +$2.33M
PENN icon
229
PENN Entertainment
PENN
$2.69B
$2.25M 0.04%
156,826
-168,273
-52% -$2.31M
SPY icon
230
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$2.16M 0.04%
+900,100
New +$159M
BRSL
231
Brightstar Lottery PLC
BRSL
$2.03B
$2.06M 0.04%
113,233
-188,945
-63% -$3.41M
ZEUS
232
DELISTED
Olympic Steel
ZEUS
$1.99M 0.04%
+68,802
New +$1.93M
UIL
233
DELISTED
UIL HOLDINGS
UIL
$1.99M 0.04%
51,400
-23,600
-31% -$894K
MFA
234
MFA Financial
MFA
$915M
$1.98M 0.04%
+70,000
New +$2.05M
PWR icon
235
Quanta Services
PWR
$100B
$1.97M 0.04%
+62,416
New +$1.83M
BEE
236
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$1.89M 0.03%
+200,000
New +$1.77M
CLDX icon
237
Celldex Therapeutics
CLDX
$3.26B
$1.82M 0.03%
+5,000
New +$1.93M
ABEV icon
238
Ambev
ABEV
$46.5B
$1.76M 0.03%
+239,400
New +$1.75M
CATM
239
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.75M 0.03%
+40,389
New +$1.64M
BEN icon
240
Franklin Resources
BEN
$17.3B
$1.75M 0.03%
+30,227
New +$1.63M
TA
241
DELISTED
TravelCenters of America LLC
TA
$1.66M 0.03%
+34,000
New +$1.56M
XOMA
242
DELISTED
Xoma
XOMA
$1.58M 0.03%
+11,750
New +$1.18M
RSE
243
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$1.52M 0.03%
+68,567
New +$1.46M
NPSP
244
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$1.52M 0.03%
+50,000
New +$1.38M
CPAY icon
245
Corpay
CPAY
$26B
$1.5M 0.03%
+12,825
New +$1.47M
TCOM icon
246
Trip.com Group
TCOM
$29.1B
$1.5M 0.03%
60,388
-278,010
-82% -$7.25M
FNFG
247
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.46M 0.03%
137,151
-104,090
-43% -$1.13M
STAY
248
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1.31M 0.02%
+50,000
New +$1.23M
HK
249
DELISTED
Halcon Resources Corporation
HK
$1.31M 0.02%
1,972
-3,828
-66% -$2.97M
C icon
250
Citigroup
C
$224B
$1.3M 0.02%
25,000
-386,004
-94% -$19.5M
8 9
10
11 12

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.