We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.18B
Cap. Flow %
-24.44%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Real Estate 14.75%
2 Consumer Staples 11.78%
3 Consumer Discretionary 6.16%
4 Financials 6.01%
5 Industrials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGMO
226
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2.36M 0.05%
+225,000
New +$2.23M
ELME
227
Elme Communities
ELME
$145M
$2.25M 0.05%
+88,889
New +$2.31M
IYR icon
228
iShares US Real Estate ETF
IYR
$4.63B
$2.23M 0.05%
35,000
+16,917
+94% +$1.11M
CSE
229
DELISTED
CAPITALSOURCE INC
CSE
$2.15M 0.04%
+180,866
New +$2.05M
HR
230
DELISTED
Healthcare Realty Trust Incorporated
HR
$2.15M 0.04%
+92,912
New +$2.26M
DLR icon
231
Digital Realty Trust
DLR
$71.3B
$2.12M 0.04%
40,000
-100,548
-72% -$5.72M
PSA icon
232
Public Storage
PSA
$61.1B
$2.09M 0.04%
12,996
-28,926
-69% -$4.58M
SIG icon
233
Signet Jewelers
SIG
$3.65B
$2.07M 0.04%
+28,931
New +$2.05M
WNR
234
DELISTED
Western Refining Inc
WNR
$1.94M 0.04%
64,431
+27,712
+75% +$814K
SCI icon
235
Service Corp International
SCI
$11.6B
$1.86M 0.04%
+100,000
New +$1.86M
HES
236
DELISTED
Hess
HES
$1.84M 0.04%
23,760
-144,385
-86% -$10.8M
ACN icon
237
Accenture
ACN
$105B
$1.83M 0.04%
24,900
-5,100
-17% -$378K
S
238
DELISTED
Sprint Corporation
S
$1.68M 0.03%
+270,372
New +$1.78M
NNN icon
239
NNN REIT
NNN
$9.02B
$1.59M 0.03%
+50,000
New +$1.67M
CTB
240
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.54M 0.03%
+50,003
New +$1.63M
AA icon
241
Alcoa
AA
$12.5B
$1.48M 0.03%
+76,049
New +$1.47M
DHI icon
242
D.R. Horton
DHI
$40.8B
$1.46M 0.03%
75,000
-206,100
-73% -$4.08M
WPRT
243
Westport Fuel Systems
WPRT
$35.1M
$1.45M 0.03%
+6,000
New +$1.75M
NUWE icon
244
Nuwellis
NUWE
$594K
– –
0
– –
AMRN
245
Amarin Corp
AMRN
$301M
$1.26M 0.03%
10,000
-750
-7% -$89.8K
OFG icon
246
OFG Bancorp
OFG
$2.24B
$1.21M 0.03%
75,000
-728,297
-91% -$13M
FHN icon
247
First Horizon
FHN
$12.1B
$1.1M 0.02%
+100,000
New +$1.18M
ATRS
248
DELISTED
Antares Pharma, Inc.
ATRS
$1.08M 0.02%
266,000
-209,000
-44% -$913K
NVAX icon
249
Novavax
NVAX
$1.27B
$1.05M 0.02%
+16,581
New +$934K
OCSL icon
250
Oaktree Specialty Lending
OCSL
$1.12B
$1.03M 0.02%
+33,333
New +$1.06M
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.18B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 15% of assets, up from 13% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.