We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SGMO icon
226
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2.36M 0.05%
+225,000
New +$2.23M
2013 Q3
0 quarters
ELME icon
227
Elme Communities
ELME
$156M
$2.25M 0.05%
+88,889
New +$2.31M
2013 Q3
0 quarters
IYR icon
228
iShares US Real Estate ETF
IYR
$4.16B
$2.23M 0.05%
35,000
+16,917
+94% +$1.11M
2013 Q2
1 quarter
CSE
229
DELISTED
CAPITALSOURCE INC
CSE
$2.15M 0.04%
+180,866
New +$2.05M
2013 Q3
0 quarters
HR icon
230
DELISTED
Healthcare Realty Trust Incorporated
HR
$2.15M 0.04%
+92,912
New +$2.26M
2013 Q3
0 quarters
DLR icon
231
Digital Realty Trust
DLR
$66.3B
$2.12M 0.04%
40,000
-100,548
-72% -$5.72M
2013 Q2
1 quarter
PSA icon
232
Public Storage
PSA
$54.2B
$2.09M 0.04%
12,996
-28,926
-69% -$4.58M
2013 Q2
1 quarter
SIG icon
233
Signet Jewelers
SIG
$4.03B
$2.07M 0.04%
+28,931
New +$2.05M
2013 Q3
0 quarters
WNR
234
DELISTED
Western Refining Inc
WNR
$1.94M 0.04%
64,431
+27,712
+75% +$814K
2013 Q2
1 quarter
SCI icon
235
Service Corp International
SCI
$10.5B
$1.86M 0.04%
+100,000
New +$1.86M
2013 Q3
0 quarters
HES icon
236
DELISTED
Hess
HES
$1.84M 0.04%
23,760
-144,385
-86% -$10.8M
2013 Q2
1 quarter
ACN icon
237
Accenture
ACN
$128B
$1.83M 0.04%
24,900
-5,100
-17% -$378K
2013 Q2
1 quarter
S icon
238
DELISTED
Sprint Corporation
S
$1.68M 0.03%
+270,372
New +$1.78M
2013 Q3
0 quarters
NNN icon
239
NNN REIT
NNN
$7.72B
$1.59M 0.03%
+50,000
New +$1.67M
2013 Q3
0 quarters
CTB
240
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.54M 0.03%
+50,003
New +$1.63M
2013 Q3
0 quarters
AA icon
241
Alcoa
AA
$11.1B
$1.48M 0.03%
+76,049
New +$1.47M
2013 Q3
0 quarters
DHI icon
242
D.R. Horton
DHI
$37.7B
$1.46M 0.03%
75,000
-206,100
-73% -$4.08M
2013 Q2
1 quarter
WPRT icon
243
Westport Fuel Systems
WPRT
$34.6M
$1.45M 0.03%
+6,000
New +$1.75M
2013 Q3
0 quarters
NUWE icon
244
Nuwellis
NUWE
$2.19M
– –
0
– –
2013 Q2
1 quarter
AMRN icon
245
Amarin Corp
AMRN
$254M
$1.26M 0.03%
10,000
-750
-7% -$89.8K
2013 Q2
1 quarter
OFG icon
246
OFG Bancorp
OFG
$2.14B
$1.21M 0.03%
75,000
-728,297
-91% -$13M
2013 Q2
1 quarter
FHN icon
247
First Horizon
FHN
$10.9B
$1.1M 0.02%
+100,000
New +$1.18M
2013 Q3
0 quarters
ATRS
248
DELISTED
Antares Pharma, Inc.
ATRS
$1.08M 0.02%
266,000
-209,000
-44% -$913K
2013 Q2
1 quarter
NVAX icon
249
Novavax
NVAX
$2.1B
$1.05M 0.02%
+16,581
New +$934K
2013 Q3
0 quarters
OCSL icon
250
Oaktree Specialty Lending
OCSL
$1.02B
$1.03M 0.02%
+33,333
New +$1.06M
2013 Q3
0 quarters
8 9
10
11 12

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.