UBS Group’s Caterpillar CAT Stock Holding History

UBS Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$112M	Buy	158,300 +67,700	+75%	+$46.9M	0.02%	962
2025 Q4	$51.9M	Sell	90,600 -125,800	-58%	-$69.9M	0.01%	1592
2025 Q3	$103M	Buy	216,400 +159,100	+278%	+$67.9M	0.02%	1010
2025 Q2	$22.2M	Sell	57,300 -37,300	-39%	-$12.4M	﹤0.01%	2255
2025 Q1	$31.2M	Sell	94,600 -46,000	-33%	-$16.4M	0.01%	1918
2024 Q4	$51M	Buy	140,600 +8,100	+6%	+$3.14M	0.01%	1445
2024 Q3	$51.8M	Buy	132,500 +41,600	+46%	+$14.4M	0.01%	1127
2024 Q2	$30.3M	Sell	90,900 -4,600	-5%	-$1.6M	0.01%	1370
2024 Q1	$35M	Buy	95,500 +50,200	+111%	+$16M	0.01%	1282
2023 Q4	$13.4M	Hold	45,300	–	–	﹤0.01%	1873
2023 Q3	$12.4M	Buy	45,300 +10,500	+30%	+$2.85M	﹤0.01%	1827
2023 Q2	$8.56M	Sell	34,800 -34,000	-49%	-$7.58M	﹤0.01%	2083
2023 Q1	$15.7M	Sell	68,800 -211,700	-75%	-$51.2M	0.01%	1567
2022 Q4	$67.2M	Buy	280,500 +113,500	+68%	+$24.7M	0.03%	658
2022 Q3	$27.4M	Buy	167,000 +10,000	+6%	+$1.83M	0.01%	1067
2022 Q2	$28.1M	Sell	157,000 -300	-0.2%	-$63.2K	0.01%	1105
2022 Q1	$35M	Sell	157,300 -55,000	-26%	-$11.5M	0.01%	1062
2021 Q4	$43.9M	Sell	212,300 -27,842	-12%	-$5.61M	0.01%	1039
2021 Q3	$46.1M	Buy	240,142 +95,080	+66%	+$19.8M	0.01%	916
2021 Q2	$31.6M	Buy	145,062 +1,487	+1%	+$343K	0.01%	1129
2021 Q1	$33.3M	Sell	143,575 -825	-0.6%	-$171K	0.01%	1090
2020 Q4	$26.3M	Buy	144,400 +26,400	+22%	+$4.48M	0.01%	1167
2020 Q3	$17.6M	Sell	118,000 -60,500	-34%	-$8.5M	0.01%	1261
2020 Q2	$22.6M	Buy	178,500 +162,100	+988%	+$19.2M	0.01%	1025
2020 Q1	$1.9M	Sell	16,400 -26,300	-62%	-$3.36M	﹤0.01%	2810
2019 Q4	$6.31M	Buy	42,700 +20,700	+94%	+$2.89M	﹤0.01%	2383
2019 Q3	$2.78M	Hold	22,000	–	–	﹤0.01%	2969
2019 Q2	$3M	Hold	22,000	–	–	﹤0.01%	2784
2019 Q1	$2.98M	Sell	22,000 -39,600	-64%	-$5.26M	﹤0.01%	2627
2018 Q4	$7.83M	Sell	61,600 -256,850	-81%	-$33.4M	﹤0.01%	1780
2018 Q3	$48.6M	Buy	318,450 +103,450	+48%	+$14.6M	0.02%	685
2018 Q2	$29.2M	Buy	215,000 +143,900	+202%	+$21.5M	0.01%	942
2018 Q1	$10.5M	Sell	71,100 -117,900	-62%	-$18.6M	﹤0.01%	1649
2017 Q4	$29.8M	Sell	189,000 -282,780	-60%	-$39.2M	0.01%	935
2017 Q3	$58.8M	Buy	471,780 +196,780	+72%	+$22.7M	0.03%	535
2017 Q2	$29.6M	Buy	275,000 +111,090	+68%	+$11.3M	0.02%	831
2017 Q1	$15.2M	Buy	163,910 +69,010	+73%	+$6.53M	0.01%	1205
2016 Q4	$8.8M	Buy	94,900 +53,600	+130%	+$4.86M	﹤0.01%	1609
2016 Q3	$3.67M	Buy	41,300 +7,100	+21%	+$581K	﹤0.01%	2309
2016 Q2	$2.59M	Buy	34,200 +30,500	+824%	+$2.29M	﹤0.01%	2555
2016 Q1	$283K	Sell	3,700 -158,466	-98%	-$10.6M	﹤0.01%	4229
2015 Q4	$11M	Buy	162,166 +30,366	+23%	+$2.12M	0.01%	1335
2015 Q3	$8.61M	Sell	131,800 -58,250	-31%	-$4.46M	0.01%	1502
2015 Q2	$16.1M	Sell	190,050 -50,650	-21%	-$4.36M	0.01%	1125
2015 Q1	$19.3M	Buy	240,700 +30,400	+14%	+$2.53M	0.01%	986
2014 Q4	$19.2M	Buy	+210,300	New	+$20.5M	0.01%	1010

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group's CAT Position: Q1 2026 in Review

UBS Group increased its Caterpillar (CAT) stake by 9.7% in Q1 2026, buying an estimated $86.3M and bringing the position to 1,404,577 shares worth $995M. The position accounts for 0.15% of the portfolio, ranked #130.

UBS Group first reported a position in CAT in Q4 2014 and has held it in 46 quarters since. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

UBS Group held 1,404,577 shares of Caterpillar worth $995M as of Q1 2026.
UBS Group bought 124,576 Caterpillar shares in Q1 2026, an estimated $86.3M.
Caterpillar made up 0.15% of UBS Group's portfolio in Q1 2026, its #130 holding.
UBS Group first reported a position in Caterpillar in Q4 2014 and has held it in 46 quarters since.
3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.