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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEV icon
201
GE Vernova
GEV
$270B
$3.39M 0.11%
11,105
+6,864
+162% +$2.39M
NEAR icon
202
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.35M 0.11%
65,908
+1,770
+3% +$89.7K
SUB icon
203
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$3.34M 0.11%
31,655
+645
+2% +$68.2K
BSV icon
204
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.34M 0.11%
42,674
+1,166
+3% +$90.5K
SLV icon
205
iShares Silver Trust
SLV
$28.1B
$3.32M 0.11%
107,206
-6,671
-6% -$194K
FIXD icon
206
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$3.3M 0.11%
75,258
-154,952
-67% -$6.72M
SYK icon
207
Stryker
SYK
$127B
$3.17M 0.1%
8,507
-92
-1% -$35K
VDC icon
208
Vanguard Consumer Staples ETF
VDC
$7.86B
$3.11M 0.1%
14,191
+5,213
+58% +$1.13M
DVY icon
209
iShares Select Dividend ETF
DVY
$24B
$3.1M 0.1%
23,065
-2,637
-10% -$354K
VOE icon
210
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.05M 0.1%
19,017
+463
+2% +$75.7K
IEF icon
211
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.98M 0.1%
31,282
+4,075
+15% +$381K
EMLP icon
212
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.98M 0.1%
79,528
+28,653
+56% +$1.06M
NOC icon
213
Northrop Grumman
NOC
$77B
$2.98M 0.09%
5,814
-79
-1% -$37.7K
BUFQ icon
214
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$2.96M 0.09%
99,083
+10,013
+11% +$314K
MEAR icon
215
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$2.95M 0.09%
58,785
-3,897
-6% -$195K
VPU
216
Vanguard Utilities ETF
VPU
$8.83B
$2.92M 0.09%
17,121
+4,495
+36% +$759K
AXP icon
217
American Express
AXP
$223B
$2.92M 0.09%
10,846
+195
+2% +$57.6K
VEU icon
218
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.91M 0.09%
47,928
-638
-1% -$38.4K
IUSB icon
219
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$2.9M 0.09%
63,035
+1,516
+2% +$69.1K
TMUS icon
220
T-Mobile US
TMUS
$193B
$2.9M 0.09%
10,868
+2,678
+33% +$660K
FDN icon
221
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.8M 0.09%
12,610
-928
-7% -$229K
CALF icon
222
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$2.8M 0.09%
74,626
-15,600
-17% -$647K
KHC icon
223
Kraft Heinz
KHC
$30.4B
$2.75M 0.09%
90,292
+9,252
+11% +$277K
KMB icon
224
Kimberly-Clark
KMB
$36.4B
$2.73M 0.09%
19,205
-263
-1% -$35.4K
PRF icon
225
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.73M 0.09%
67,507
-1,437
-2% -$59.3K
7 8
9
10 11

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.