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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
201
Philip Morris
PM
$301B
$2.77M 0.1%
29,887
-283
-0.9% -$27.2K
VNQ icon
202
Vanguard Real Estate ETF
VNQ
$39.9B
$2.76M 0.1%
36,471
-356
-1% -$29.4K
IJJ icon
203
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$2.74M 0.1%
27,183
-2,805
-9% -$300K
DIA icon
204
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.74M 0.1%
8,179
-2,287
-22% -$793K
VRSN icon
205
VeriSign
VRSN
$25.3B
$2.73M 0.1%
13,490
-190
-1% -$39.5K
ADBE icon
206
Adobe
ADBE
$89.5B
$2.72M 0.1%
5,341
+68
+1% +$35.7K
NOC icon
207
Northrop Grumman
NOC
$77B
$2.72M 0.1%
6,178
-705
-10% -$310K
UBER icon
208
Uber
UBER
$134B
$2.71M 0.1%
58,924
-11,842
-17% -$541K
SPSB icon
209
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.71M 0.1%
92,404
-3,543
-4% -$104K
TMO icon
210
Thermo Fisher Scientific
TMO
$211B
$2.7M 0.1%
5,340
-8
-0.1% -$4.26K
NFLX icon
211
Netflix
NFLX
$292B
$2.68M 0.1%
70,870
-20,070
-22% -$851K
HDMV icon
212
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$2.66M 0.1%
98,648
-1,585
-2% -$44.6K
MDT icon
213
Medtronic
MDT
$107B
$2.66M 0.1%
33,910
-468
-1% -$39.2K
SYK icon
214
Stryker
SYK
$127B
$2.66M 0.1%
9,720
+736
+8% +$211K
AMLP icon
215
Alerian MLP ETF
AMLP
$13B
$2.65M 0.1%
62,910
-2,369
-4% -$97.2K
IXUS icon
216
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.63M 0.1%
43,882
-2,618
-6% -$163K
PULS icon
217
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.63M 0.1%
53,054
-11,387
-18% -$562K
XSD icon
218
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$2.62M 0.1%
13,366
-114
-0.8% -$24.1K
FSIG icon
219
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$2.62M 0.1%
142,386
-22,087
-13% -$410K
GDXJ icon
220
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$2.61M 0.1%
81,075
-1,797
-2% -$63.7K
IGV icon
221
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$2.61M 0.1%
38,265
+1,360
+4% +$95.4K
LVHI icon
222
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$2.6M 0.1%
95,533
+4,555
+5% +$124K
CMS icon
223
CMS Energy
CMS
$23.1B
$2.6M 0.1%
49,031
-837
-2% -$48.5K
CXM icon
224
Sprinklr
CXM
$1.33B
$2.6M 0.1%
+188,136
New +$2.69M
BIL icon
225
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$2.58M 0.1%
28,151
+6,826
+32% +$626K
7 8
9
10 11

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.