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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
201
Realty Income
O
$61.2B
$3.13M 0.1%
49,453
+11,236
+29% +$728K
VRIG icon
202
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
$3.13M 0.1%
126,563
+94,725
+298% +$2.35M
DG icon
203
Dollar General
DG
$25.9B
$3.11M 0.1%
14,790
-756
-5% -$170K
IGLD icon
204
FT Vest Gold Strategy Target Income ETF
IGLD
$507M
$3.11M 0.1%
+157,420
New +$3.05M
FIW icon
205
First Trust Water ETF
FIW
$1.84B
$3.11M 0.1%
37,185
-2,334
-6% -$193K
GDXJ icon
206
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$3.11M 0.1%
78,694
+22,820
+41% +$843K
FTEC icon
207
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$3.11M 0.1%
27,265
-1,961
-7% -$205K
STIP icon
208
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.09M 0.1%
31,181
-42,211
-58% -$4.13M
MDT icon
209
Medtronic
MDT
$107B
$3.09M 0.1%
38,370
+15,614
+69% +$1.27M
IWP icon
210
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.08M 0.1%
33,798
+476
+1% +$42.5K
IWF icon
211
iShares Russell 1000 Growth ETF
IWF
$122B
$3.07M 0.1%
50,220
+488
+1% +$28.1K
FEZ icon
212
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$3.06M 0.1%
+68,040
New +$2.93M
VNQ icon
213
Vanguard Real Estate ETF
VNQ
$39.9B
$3.04M 0.1%
36,577
-1,312
-3% -$113K
PSL icon
214
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$3M 0.1%
34,811
+31,521
+958% +$2.64M
IBTE
215
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$2.99M 0.1%
124,567
+49,432
+66% +$1.18M
CMCSA icon
216
Comcast
CMCSA
$79.1B
$2.99M 0.1%
78,879
+2,520
+3% +$95.3K
NUE icon
217
Nucor
NUE
$56.4B
$2.97M 0.1%
19,237
+659
+4% +$105K
VOOG icon
218
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$2.95M 0.1%
76,896
-1,836
-2% -$67.5K
IMCG icon
219
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$2.93M 0.1%
50,821
+25,257
+99% +$1.44M
XLY icon
220
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$2.91M 0.1%
38,978
+3,374
+9% +$242K
SPIB icon
221
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.9M 0.1%
89,178
+36,620
+70% +$1.18M
VRSN icon
222
VeriSign
VRSN
$25.3B
$2.9M 0.1%
13,704
-40
-0.3% -$8.25K
MAR icon
223
Marriott International
MAR
$98.7B
$2.88M 0.1%
17,350
-754
-4% -$126K
RWJ icon
224
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$2.88M 0.1%
77,025
+6,681
+9% +$260K
KMB icon
225
Kimberly-Clark
KMB
$36.4B
$2.77M 0.09%
20,634
+1,061
+5% +$138K
7 8
9
10 11

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.