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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FENY icon
201
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$3.65M 0.11%
253,453
-75,590
-23% -$1.02M
CMS icon
202
CMS Energy
CMS
$23.1B
$3.62M 0.11%
60,521
-4,814
-7% -$300K
ABT icon
203
Abbott
ABT
$180B
$3.61M 0.11%
30,540
-555
-2% -$68.2K
GIS icon
204
General Mills
GIS
$19.2B
$3.6M 0.11%
60,125
+6,539
+12% +$386K
STIP icon
205
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.58M 0.11%
33,878
+5,041
+17% +$535K
NKE icon
206
Nike
NKE
$61.9B
$3.54M 0.11%
24,357
+1,180
+5% +$192K
VGT icon
207
Vanguard Information Technology ETF
VGT
$139B
$3.54M 0.11%
70,464
-14,032
-17% -$727K
QUAL icon
208
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$3.51M 0.11%
26,658
+4,264
+19% +$586K
IWO icon
209
iShares Russell 2000 Growth ETF
IWO
$14.5B
$3.5M 0.11%
11,915
-3,084
-21% -$926K
LLY icon
210
Eli Lilly
LLY
$1.07T
$3.48M 0.1%
15,050
-348
-2% -$85.9K
VCIT icon
211
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.48M 0.1%
36,802
-6,855
-16% -$654K
TDIV icon
212
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.46M 0.1%
61,207
+4,697
+8% +$272K
PM icon
213
Philip Morris
PM
$301B
$3.44M 0.1%
36,319
-1,620
-4% -$163K
IWF icon
214
iShares Russell 1000 Growth ETF
IWF
$122B
$3.44M 0.1%
50,240
+6,260
+14% +$443K
SLV icon
215
iShares Silver Trust
SLV
$28.1B
$3.44M 0.1%
167,425
+4,213
+3% +$94.7K
VOOG icon
216
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.39M 0.1%
76,332
+2,112
+3% +$96.8K
EFV icon
217
iShares MSCI EAFE Value ETF
EFV
$27.6B
$3.39M 0.1%
66,579
+8,987
+16% +$466K
VWO icon
218
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.37M 0.1%
67,445
-903
-1% -$46.7K
VEU icon
219
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.35M 0.1%
55,011
+11,965
+28% +$753K
FDX icon
220
FedEx
FDX
$74.5B
$3.3M 0.1%
15,056
+1,513
+11% +$411K
IGV icon
221
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$3.3M 0.1%
41,365
+4,345
+12% +$355K
PDI icon
222
PIMCO Dynamic Income Fund
PDI
$7.4B
$3.3M 0.1%
124,164
+5,714
+5% +$160K
IUSB icon
223
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$3.29M 0.1%
61,752
+14,946
+32% +$803K
FDIS icon
224
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$3.28M 0.1%
40,817
-697
-2% -$57.1K
DIA icon
225
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.25M 0.1%
9,622
-464
-5% -$162K
7 8
9
10 11

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.