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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
201
FedEx
FDX
$71.4B
$3.81M 0.12%
13,401
-26,038
-66% -$6.71M
CCL icon
202
Carnival Corporation Ltd
CCL
$30.6B
$3.79M 0.12%
142,687
+14,513
+11% +$342K
PINS icon
203
Pinterest
PINS
$10.6B
$3.78M 0.12%
51,079
-187
-0.4% -$13.9K
FTC icon
204
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$3.77M 0.12%
38,590
-13,481
-26% -$1.34M
VOE icon
205
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$3.74M 0.12%
27,750
+1,614
+6% +$207K
IGSB icon
206
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$3.73M 0.12%
68,151
+16,500
+32% +$906K
SYK icon
207
Stryker
SYK
$109B
$3.66M 0.12%
15,013
+307
+2% +$73.6K
ISRG icon
208
Intuitive Surgical
ISRG
$135B
$3.66M 0.12%
14,841
+1,023
+7% +$257K
RTX icon
209
RTX Corp
RTX
$265B
$3.62M 0.12%
46,841
-343
-0.7% -$25K
TDOC icon
210
Teladoc Health
TDOC
$1.17B
$3.61M 0.12%
19,864
+979
+5% +$227K
FBND icon
211
Fidelity Total Bond ETF
FBND
$28.1B
$3.59M 0.11%
68,557
+15,175
+28% +$809K
IBM icon
212
IBM
IBM
$224B
$3.58M 0.11%
28,073
+832
+3% +$99.6K
SLQD icon
213
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.43B
$3.58M 0.11%
69,040
+5,859
+9% +$304K
RWJ icon
214
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.01B
$3.57M 0.11%
+94,038
New +$3.21M
NOBL icon
215
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
$3.57M 0.11%
82,732
-5,738
-6% -$236K
FTA icon
216
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.51M 0.11%
55,178
+2,261
+4% +$135K
VNQ icon
217
Vanguard Real Estate ETF
VNQ
$36.9B
$3.46M 0.11%
37,700
-107
-0.3% -$9.4K
QQQ icon
218
PUT
Invesco QQQ Trust
QQQ
$474B
$3.45M 0.11%
10,800
-3,900
-27% -$1.25M
GIS icon
219
General Mills
GIS
$19.7B
$3.43M 0.11%
55,975
+2,032
+4% +$117K
HDV
220
iShares Core High Dividend ETF
HDV
$15.3B
$3.41M 0.11%
179,635
-49,345
-22% -$900K
D icon
221
Dominion Energy
D
$55.9B
$3.39M 0.11%
44,610
+7,956
+22% +$578K
FENY icon
222
Fidelity MSCI Energy Index ETF
FENY
$2.15B
$3.37M 0.11%
254,179
+20,446
+9% +$255K
AMGN icon
223
Amgen
AMGN
$203B
$3.36M 0.11%
13,505
+681
+5% +$162K
FYX icon
224
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$3.36M 0.11%
37,044
+33,885
+1,073% +$2.98M
QQQN
225
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$3.28M 0.1%
+103,753
New +$3.45M
7 8
9
10 11

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.