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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
201
Eli Lilly
LLY
$1.07T
$2.68M 0.11%
18,097
+2,758
+18% +$427K
RTX icon
202
RTX Corp
RTX
$287B
$2.68M 0.11%
46,546
-10,267
-18% -$625K
DVY icon
203
iShares Select Dividend ETF
DVY
$24B
$2.65M 0.1%
32,454
-5,607
-15% -$468K
PKO
204
DELISTED
Pimco Income Opportunity Fund
PKO
$2.65M 0.1%
114,488
-724
-0.6% -$17K
VOE icon
205
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.64M 0.1%
26,076
-335
-1% -$33.9K
IGSB icon
206
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.63M 0.1%
47,976
+10,657
+29% +$585K
NKE icon
207
Nike
NKE
$61.9B
$2.63M 0.1%
20,918
+523
+3% +$56.1K
MDT icon
208
Medtronic
MDT
$107B
$2.62M 0.1%
25,175
+58
+0.2% +$5.83K
SHYG icon
209
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$2.6M 0.1%
59,242
+8,260
+16% +$363K
FBND icon
210
Fidelity Total Bond ETF
FBND
$26.9B
$2.6M 0.1%
47,633
+3,843
+9% +$211K
IYH icon
211
iShares US Healthcare ETF
IYH
$3.11B
$2.59M 0.1%
57,010
+4,525
+9% +$205K
VWO icon
212
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.58M 0.1%
59,652
+5,385
+10% +$234K
BIV icon
213
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$2.56M 0.1%
27,420
+2,692
+11% +$252K
AMT icon
214
American Tower
AMT
$77.7B
$2.52M 0.1%
10,431
+4
+0% +$1.01K
AMZN icon
215
CALL
Amazon
AMZN
$2.5T
$2.52M 0.1%
16,000
+12,000
+300% +$1.89M
D icon
216
Dominion Energy
D
$62.5B
$2.46M 0.1%
31,150
-1,014
-3% -$79.7K
IEI icon
217
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.38M 0.09%
17,834
+1,801
+11% +$241K
TMO icon
218
Thermo Fisher Scientific
TMO
$211B
$2.38M 0.09%
5,380
+223
+4% +$92.1K
VCSH icon
219
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.37M 0.09%
28,648
-1,152
-4% -$95.5K
VHT icon
220
Vanguard Health Care ETF
VHT
$18.2B
$2.34M 0.09%
11,487
-599
-5% -$121K
FTA icon
221
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$2.32M 0.09%
49,741
+18,159
+57% +$856K
SKYY icon
222
First Trust Cloud Computing ETF
SKYY
$2.74B
$2.3M 0.09%
29,298
-41,896
-59% -$3.25M
FDIS icon
223
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$2.27M 0.09%
36,620
+2,522
+7% +$150K
IUSV icon
224
iShares Core S&P US Value ETF
IUSV
$27.2B
$2.25M 0.09%
41,377
+8,341
+25% +$456K
GILD icon
225
Gilead Sciences
GILD
$161B
$2.24M 0.09%
35,456
+1,417
+4% +$98.3K
7 8
9
10 11

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.