We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
201
iShares Dow Jones US ETF
IYY
$2.92B
$1.72M 0.1%
27,260
-5,070
-16% -$383K
SHOP icon
202
Shopify
SHOP
$148B
$1.72M 0.1%
41,190
-4,210
-9% -$190K
AEP icon
203
American Electric Power
AEP
$73.7B
$1.71M 0.1%
21,376
+1,234
+6% +$117K
CASH icon
204
Pathward Financial
CASH
$1.81B
$1.71M 0.1%
78,702
-35,700
-31% -$1.18M
NKE icon
205
Nike
NKE
$61.9B
$1.7M 0.1%
20,593
-3,650
-15% -$340K
BDX icon
206
Becton Dickinson
BDX
$43.1B
$1.69M 0.1%
7,532
-523
-6% -$129K
BP icon
207
BP
BP
$113B
$1.69M 0.1%
69,080
-10,940
-14% -$354K
IEI icon
208
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.67M 0.1%
12,542
+4,078
+48% +$525K
IWY icon
209
iShares Russell Top 200 Growth ETF
IWY
$16B
$1.66M 0.1%
19,682
-910
-4% -$86.6K
GSK icon
210
GSK
GSK
$103B
$1.65M 0.1%
34,807
+6,564
+23% +$350K
ALL icon
211
Allstate
ALL
$66.9B
$1.65M 0.1%
17,966
-1,202
-6% -$131K
IWR icon
212
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.64M 0.1%
38,056
+7,653
+25% +$421K
QUAL icon
213
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$1.64M 0.1%
20,240
+7,464
+58% +$713K
SMLV icon
214
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$1.64M 0.1%
24,788
+328
+1% +$29.3K
ISRG icon
215
Intuitive Surgical
ISRG
$121B
$1.63M 0.1%
9,894
+645
+7% +$118K
IWO icon
216
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.63M 0.1%
10,319
-710
-6% -$141K
GOF icon
217
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.62M 0.1%
106,358
-4,156
-4% -$72.8K
ETN icon
218
Eaton
ETN
$157B
$1.62M 0.1%
20,810
-2,939
-12% -$269K
XLI icon
219
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.62M 0.1%
27,399
-2,158
-7% -$163K
BSCL
220
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.61M 0.1%
76,850
+9,490
+14% +$200K
BSCK
221
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.6M 0.09%
76,056
+7,794
+11% +$165K
ACWI icon
222
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.59M 0.09%
25,344
+15,525
+158% +$1.15M
IUSV icon
223
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.58M 0.09%
34,273
-11,623
-25% -$668K
PHK
224
PIMCO High Income Fund
PHK
$861M
$1.57M 0.09%
321,132
+39,286
+14% +$268K
BSCM
225
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.56M 0.09%
73,775
+3,861
+6% +$82.2K
7 8
9
10 11

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.