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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Abbott
ABT
$180B
| $2.46M | 0.1% |
28,337
-3,781
| -12% | -$317K |
|
202
Dominion Energy
D
$62.5B
| $2.46M | 0.1% |
29,691
-2,707
| -8% | -$221K |
|
203
Nike
NKE
$61.9B
| $2.46M | 0.1% |
24,243
-424
| -2% | -$40K |
|
204
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
| $2.45M | 0.1% |
24,460
-501
| -2% | -$49K |
|
205
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $2.44M | 0.1% |
82,479
-96,415
| -54% | -$2.81M |
|
206
Medtronic
MDT
$107B
| $2.41M | 0.1% |
21,258
+4,260
| +25% | +$467K |
|
207
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $2.41M | 0.1% |
29,557
+577
| +2% | +$46.1K |
|
208
Vanguard Mega Cap Growth ETF
MGK
$31.9B
| $2.4M | 0.1% |
82,530
+72,640
| +734% | +$2.01M |
|
209
Vanguard Health Care ETF
VHT
$18.2B
| $2.39M | 0.1% |
12,481
+677
| +6% | +$121K |
|
210
Duke Energy
DUK
$102B
| $2.38M | 0.1% |
26,139
-3,526
| -12% | -$323K |
|
211
Micron Technology
MU
$1.04T
| $2.38M | 0.1% |
44,321
+15,983
| +56% | +$763K |
|
212
Accenture
ACN
$89.9B
| $2.37M | 0.1% |
11,235
+2,070
| +23% | +$403K |
|
213
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $2.36M | 0.1% |
11,029
-284
| -3% | -$57.6K |
|
214
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $2.35M | 0.1% |
92,685
+4,955
| +6% | +$120K |
|
215
Lowe's Companies
LOW
$116B
| $2.35M | 0.1% |
19,590
+1,274
| +7% | +$146K |
|
216
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.32M | 0.1% |
28,810
-564
| -2% | -$45.5K |
|
217
Republic Services
RSG
$66.7B
| $2.31M | 0.1% |
25,760
+1,511
| +6% | +$132K |
|
218
CME Group
CME
$92.2B
| $2.27M | 0.1% |
11,298
+64
| +0.6% | +$13.1K |
|
219
Eaton
ETN
$157B
| $2.25M | 0.09% |
23,749
-10
| -0% | -$888 |
|
220
First Trust Cloud Computing ETF
SKYY
$2.74B
| $2.24M | 0.09% |
37,140
-25,831
| -41% | -$1.51M |
|
221
PIMCO Dynamic Income Fund
PDI
$7.4B
| $2.22M | 0.09% |
68,421
+9,016
| +15% | +$297K |
|
222
Allstate
ALL
$66.9B
| $2.16M | 0.09% |
19,168
+3,936
| +26% | +$430K |
|
223
Stryker
SYK
$127B
| $2.15M | 0.09% |
10,236
-2,327
| -19% | -$483K |
|
224
Ares Capital
ARCC
$13.5B
| $2.15M | 0.09% |
115,186
+2,514
| +2% | +$46.7K |
|
225
Becton Dickinson
BDX
$43.1B
| $2.14M | 0.09% |
8,055
+31
| +0.4% | +$7.73K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.