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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
201
Abbott
ABT
$177B
$2.46M 0.1%
28,337
-3,781
-12% -$317K
D icon
202
Dominion Energy
D
$55.9B
$2.46M 0.1%
29,691
-2,707
-8% -$221K
NKE icon
203
Nike
NKE
$53.1B
$2.46M 0.1%
24,243
-424
-2% -$40K
SMLV icon
204
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$250M
$2.45M 0.1%
24,460
-501
-2% -$49K
PCY icon
205
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
$2.44M 0.1%
82,479
-96,415
-54% -$2.81M
MDT icon
206
Medtronic
MDT
$118B
$2.41M 0.1%
21,258
+4,260
+25% +$467K
XLI icon
207
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$2.41M 0.1%
29,557
+577
+2% +$46.1K
MGK icon
208
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
$2.4M 0.1%
82,530
+72,640
+734% +$2.01M
VHT icon
209
Vanguard Health Care ETF
VHT
$19B
$2.39M 0.1%
12,481
+677
+6% +$121K
DUK icon
210
Duke Energy
DUK
$91.8B
$2.38M 0.1%
26,139
-3,526
-12% -$323K
MU icon
211
Micron Technology
MU
$1.05T
$2.38M 0.1%
44,321
+15,983
+56% +$763K
ACN icon
212
Accenture
ACN
$116B
$2.37M 0.1%
11,235
+2,070
+23% +$403K
IWO icon
213
iShares Russell 2000 Growth ETF
IWO
$14.1B
$2.36M 0.1%
11,029
-284
-3% -$57.6K
RPG icon
214
Invesco S&P 500 Pure Growth ETF
RPG
$1.86B
$2.35M 0.1%
92,685
+4,955
+6% +$120K
LOW icon
215
Lowe's Companies
LOW
$109B
$2.35M 0.1%
19,590
+1,274
+7% +$146K
BSV icon
216
Vanguard Short-Term Bond ETF
BSV
$46.1B
$2.32M 0.1%
28,810
-564
-2% -$45.5K
RSG icon
217
Republic Services
RSG
$67.3B
$2.31M 0.1%
25,760
+1,511
+6% +$132K
CME icon
218
CME Group
CME
$98B
$2.27M 0.1%
11,298
+64
+0.6% +$13.1K
ETN icon
219
Eaton
ETN
$155B
$2.25M 0.09%
23,749
-10
-0% -$888
SKYY icon
220
First Trust Cloud Computing ETF
SKYY
$3.35B
$2.24M 0.09%
37,140
-25,831
-41% -$1.51M
PDI icon
221
PIMCO Dynamic Income Fund
PDI
$6.76B
$2.22M 0.09%
68,421
+9,016
+15% +$297K
ALL icon
222
Allstate
ALL
$64.4B
$2.16M 0.09%
19,168
+3,936
+26% +$430K
SYK icon
223
Stryker
SYK
$109B
$2.15M 0.09%
10,236
-2,327
-19% -$483K
ARCC icon
224
Ares Capital
ARCC
$13.9B
$2.15M 0.09%
115,186
+2,514
+2% +$46.7K
BDX icon
225
Becton Dickinson
BDX
$49.5B
$2.14M 0.09%
8,055
+31
+0.4% +$7.73K
7 8
9
10 11

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.