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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFA icon
201
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
$1.51M 0.12%
30,937
-111
-0.4% -$5.25K
TSLA icon
202
Tesla
TSLA
$1.24T
$1.48M 0.11%
71,490
+2,310
+3% +$50.2K
BCE icon
203
BCE
BCE
$19.9B
$1.48M 0.11%
30,747
+68
+0.2% +$3.24K
IUSV icon
204
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.47M 0.11%
26,527
-231,613
-90% -$12.4M
CIK
205
Credit Suisse Asset Management Income Fund
CIK
$133M
$1.45M 0.11%
437,931
+81,817
+23% +$272K
RTX icon
206
RTX Corp
RTX
$287B
$1.45M 0.11%
18,053
+471
+3% +$35.8K
LLY icon
207
Eli Lilly
LLY
$1.07T
$1.43M 0.11%
16,972
-125
-0.7% -$10.6K
FUTY icon
208
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.43M 0.11%
41,341
-10,402
-20% -$372K
BABA icon
209
Alibaba
BABA
$269B
$1.42M 0.11%
8,261
+1,082
+15% +$194K
BDX icon
210
Becton Dickinson
BDX
$43.1B
$1.42M 0.11%
6,814
-123
-2% -$25.8K
BMY icon
211
Bristol-Myers Squibb
BMY
$127B
$1.42M 0.11%
23,099
-11,755
-34% -$735K
PGX icon
212
Invesco Preferred ETF
PGX
$3.84B
$1.41M 0.11%
95,051
-4,534
-5% -$67.9K
GSK icon
213
GSK
GSK
$103B
$1.41M 0.11%
31,817
-2,127
-6% -$98.3K
XT icon
214
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.41M 0.11%
+39,715
New +$1.39M
VEU icon
215
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.4M 0.11%
25,506
+366
+1% +$19.7K
SHYG icon
216
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.37M 0.11%
29,126
+2,881
+11% +$136K
TRV icon
217
Travelers Companies
TRV
$80.8B
$1.33M 0.1%
9,818
+834
+9% +$110K
VTR icon
218
Ventas
VTR
$48.9B
$1.3M 0.1%
21,739
+268
+1% +$16.9K
XLB icon
219
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.28M 0.1%
42,456
+10,120
+31% +$298K
AXP icon
220
American Express
AXP
$223B
$1.28M 0.1%
12,891
-520
-4% -$49.5K
NMFC icon
221
New Mountain Finance
NMFC
$646M
$1.27M 0.1%
94,109
+3,580
+4% +$50.5K
VDC icon
222
Vanguard Consumer Staples ETF
VDC
$7.86B
$1.27M 0.1%
8,699
+2,343
+37% +$330K
WBA
223
DELISTED
Walgreens Boots Alliance
WBA
$1.24M 0.1%
17,111
+4,877
+40% +$344K
FDL icon
224
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.24M 0.1%
41,103
-712
-2% -$21K
SRPT icon
225
Sarepta Therapeutics
SRPT
$1.66B
$1.23M 0.09%
22,070
+720
+3% +$38.1K
7 8
9
10 11

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.