We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Ventas
VTR
$48.9B
| $1.4M | 0.12% |
21,471
+5,598
| +35% | +$378K |
|
202
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
| $1.38M | 0.11% |
38,522
-1,456
| -4% | -$51.8K |
|
203
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1.38M | 0.11% |
12,916
+121
| +0.9% | +$13K |
|
204
iShares International Treasury Bond ETF
IGOV
$1.34B
| $1.37M | 0.11% |
27,849
+10,623
| +62% | +$523K |
|
205
Paychex
PAYX
$40.4B
| $1.37M | 0.11% |
22,856
+611
| +3% | +$34.9K |
|
206
PayPal
PYPL
$49.5B
| $1.37M | 0.11% |
21,395
+4,576
| +27% | +$274K |
|
207
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $1.36M | 0.11% |
30,114
+2,784
| +10% | +$125K |
|
208
Becton Dickinson
BDX
$43.1B
| $1.33M | 0.11% |
6,937
-456
| -6% | -$88.4K |
|
209
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.32M | 0.11% |
25,140
+2,012
| +9% | +$104K |
|
210
New Mountain Finance
NMFC
$646M
| $1.29M | 0.11% |
90,529
+5,945
| +7% | +$84.4K |
|
211
Invesco Senior Loan ETF
BKLN
$7.1B
| $1.29M | 0.11% |
55,520
-766
| -1% | -$17.7K |
|
212
RTX Corp
RTX
$287B
| $1.28M | 0.11% |
17,582
+742
| +4% | +$54.9K |
|
213
American Water Works
AWK
$26.3B
| $1.27M | 0.11% |
15,741
+923
| +6% | +$74.7K |
|
214
Lowe's Companies
LOW
$116B
| $1.27M | 0.1% |
15,894
+6,010
| +61% | +$460K |
|
|
MMP
215
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.27M | 0.1% |
17,892
-1,266
| -7% | -$87.4K |
|
216
Vanguard Growth ETF
VUG
$216B
| $1.26M | 0.1% |
56,892
+6,468
| +13% | +$141K |
|
217
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.25M | 0.1% |
26,245
+1,564
| +6% | +$74.6K |
|
218
Qualcomm
QCOM
$176B
| $1.25M | 0.1% |
24,029
-9,476
| -28% | -$501K |
|
|
BSJH
219
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $1.25M | 0.1% |
48,466
-1,637
| -3% | -$42.1K |
|
220
Alibaba
BABA
$269B
| $1.24M | 0.1% |
7,179
+1,989
| +38% | +$322K |
|
221
Constellation Brands
STZ
$22.2B
| $1.24M | 0.1% |
6,214
-93
| -1% | -$18.4K |
|
222
Global Net Lease
GNL
$1.87B
| $1.24M | 0.1% |
56,622
-21,344
| -27% | -$462K |
|
223
Oracle
ORCL
$331B
| $1.22M | 0.1% |
25,153
+1,191
| +5% | +$59.3K |
|
224
American Express
AXP
$223B
| $1.21M | 0.1% |
13,411
-725
| -5% | -$62.3K |
|
225
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.21M | 0.1% |
41,815
-24,575
| -37% | -$698K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.