We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCY icon
201
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$1.11M 0.12%
39,326
+27,215
+225% +$788K
HYLD
202
DELISTED
High Yield ETF
HYLD
$1.11M 0.12%
31,172
-1,359
-4% -$47.5K
AWK icon
203
American Water Works
AWK
$26.3B
$1.11M 0.12%
15,296
+470
+3% +$34K
ABT icon
204
Abbott
ABT
$180B
$1.09M 0.12%
28,425
-1,419
-5% -$56.3K
BXMT icon
205
Blackstone Mortgage Trust
BXMT
$2.82B
$1.09M 0.12%
36,138
+2,558
+8% +$76.1K
PID icon
206
Invesco International Dividend Achievers ETF
PID
$913M
$1.08M 0.12%
+75,252
New +$1.08M
QTEC icon
207
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.05M 0.12%
+19,987
New +$1.03M
FXN icon
208
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.04M 0.11%
62,825
-173
-0.3% -$2.72K
LLY icon
209
Eli Lilly
LLY
$1.07T
$1.02M 0.11%
13,873
+532
+4% +$39.6K
ETP
210
DELISTED
Energy Transfer Partners L.p.
ETP
$1.02M 0.11%
28,452
-6,842
-19% -$244K
GGM
211
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.01M 0.11%
45,390
-1,885
-4% -$40.6K
VUG icon
212
Vanguard Growth ETF
VUG
$216B
$1M 0.11%
53,850
+5,046
+10% +$93.3K
D icon
213
Dominion Energy
D
$62.5B
$995K 0.11%
12,992
+1,243
+11% +$91.6K
FXP icon
214
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$6.3M
$989K 0.11%
+3,633
New +$925K
FTSL icon
215
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$987K 0.11%
20,327
+22
+0.1% +$1.06K
MUB icon
216
iShares National Muni Bond ETF
MUB
$45.1B
$978K 0.11%
9,036
-1,499
-14% -$164K
NMFC icon
217
New Mountain Finance
NMFC
$646M
$968K 0.11%
68,654
+4,213
+7% +$58.1K
AFL icon
218
Aflac
AFL
$63.9B
$963K 0.11%
27,684
+16,174
+141% +$569K
IXUS icon
219
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$958K 0.1%
18,982
+3,577
+23% +$182K
IDCC icon
220
InterDigital
IDCC
$6.68B
$946K 0.1%
10,353
-3,484
-25% -$279K
MDT icon
221
Medtronic
MDT
$107B
$944K 0.1%
13,256
-5,254
-28% -$413K
JNUG icon
222
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
$936K 0.1%
838
+594
+243% +$1.05M
BEN icon
223
Franklin Resources
BEN
$16.9B
$929K 0.1%
23,482
+17,294
+279% +$647K
FXR icon
224
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$914K 0.1%
+27,809
New +$871K
IWO icon
225
iShares Russell 2000 Growth ETF
IWO
$14.5B
$906K 0.1%
5,882
-272
-4% -$40.6K
7 8
9
10 11

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.