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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.58%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$843M
AUM Growth
+$76.4M
(+10%)
Cap. Flow
+$63.7M
Cap. Flow
% of AUM
7.56%
Top 10 Holdings %
Top 10 Hldgs %
17.77%
Holding
802
New
105
Increased
397
Reduced
227
Closed
58
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$10.4M |
| 2 |
iShares Core S&P US Growth ETF
IUSG
|
+$6.7M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$3.74M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$3.37M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$6.61M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$6.52M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.12M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.75M |
| 5 |
Invesco Emerging Markets Sovereign Debt ETF
PCY
|
+$3.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 4.96% |
| 2 | Technology | 4.88% |
| 3 | Healthcare | 4.65% |
| 4 | Industrials | 3.9% |
| 5 | Financials | 3.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $1.02M | 0.12% |
29,517
+5,266
| +22% | +$184K |
|
|
MAG
202
DELISTED
MAG Silver
MAG
| $1.01M | 0.12% |
+67,276
| New | +$1.06M |
|
203
Target
TGT
$62.1B
| $1.01M | 0.12% |
14,765
+678
| +5% | +$48.6K |
|
204
Schwab US TIPS ETF
SCHP
$16.3B
| $997K | 0.12% |
34,928
+1,298
| +4% | +$36.8K |
|
205
Ventas
VTR
$48.9B
| $993K | 0.12% |
14,064
-8,839
| -39% | -$642K |
|
206
Blackstone Mortgage Trust
BXMT
$2.82B
| $989K | 0.12% |
33,580
+14,479
| +76% | +$419K |
|
207
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $984K | 0.12% |
20,305
+319
| +2% | +$15.4K |
|
208
First Trust Energy AlphaDEX Fund
FXN
$398M
| $971K | 0.12% |
+62,998
| New | +$933K |
|
209
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $959K | 0.11% |
50,176
+3,614
| +8% | +$67.9K |
|
210
Sprott Physical Gold
PHYS
$14.6B
| $942K | 0.11% |
86,011
-821
| -0.9% | -$9.09K |
|
211
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $916K | 0.11% |
6,154
+694
| +13% | +$101K |
|
212
Vanguard Growth ETF
VUG
$216B
| $913K | 0.11% |
48,804
-122,820
| -72% | -$2.29M |
|
213
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $910K | 0.11% |
47,135
+672
| +1% | +$13.9K |
|
214
iShares US Treasury Bond ETF
GOVT
$43.6B
| $903K | 0.11% |
34,620
+24,387
| +238% | +$638K |
|
215
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $903K | 0.11% |
22,562
-1,772
| -7% | -$71.4K |
|
216
Qualcomm
QCOM
$176B
| $897K | 0.11% |
13,092
+786
| +6% | +$47.8K |
|
217
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $897K | 0.11% |
53,250
+24,485
| +85% | +$411K |
|
218
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $890K | 0.11% |
19,510
+2,207
| +13% | +$98K |
|
219
New Mountain Finance
NMFC
$646M
| $887K | 0.11% |
64,441
+12,341
| +24% | +$169K |
|
220
Duke Energy
DUK
$102B
| $878K | 0.1% |
10,965
-982
| -8% | -$81.3K |
|
221
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $877K | 0.1% |
+33,824
| New | +$903K |
|
222
Dominion Energy
D
$62.5B
| $873K | 0.1% |
11,749
-446
| -4% | -$34K |
|
223
Annaly Capital Management
NLY
$16.9B
| $868K | 0.1% |
20,667
+1,385
| +7% | +$60K |
|
224
Oracle
ORCL
$331B
| $864K | 0.1% |
22,000
-118
| -0.5% | -$4.81K |
|
225
Edwards Lifesciences
EW
$47.6B
| $861K | 0.1% |
21,414
+13,587
| +174% | +$512K |
|
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Sigma Planning Corp's Q3 2016 Portfolio in Review
As of Q3 2016, Sigma Planning Corp held 802 positions worth $843M, up 10% from $767M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $63.7M of net new capital in Q3 2016, opening 105 new positions and adding to 397 existing holdings. Its largest new stake was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
By sector, the portfolio is most concentrated in Consumer Staples at 5% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $6.61M trimmed.
- Sigma Planning Corp's largest Q3 2016 buy was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $10.4M increase.
- Sigma Planning Corp's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.61M.
- Sigma Planning Corp fully exited State Street SPDR S&P 600 Small Cap Value ETF in Q3 2016, selling an estimated $1.77M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $843M portfolio in Q3 2016.
- Sigma Planning Corp opened 105 new positions and closed 58 in Q3 2016.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $843M.
Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.