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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNUG icon
201
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
$876K 0.11%
220
-480
-69% -$1.34M
SYLD icon
202
Cambria Shareholder Yield ETF
SYLD
$982M
$875K 0.11%
30,960
-4,757
-13% -$136K
CDE icon
203
Coeur Mining
CDE
$15.6B
$874K 0.11%
+82,007
New +$645K
DGRO icon
204
iShares Core Dividend Growth ETF
DGRO
$42.6B
$871K 0.11%
31,958
+18,584
+139% +$499K
RAI
205
DELISTED
Reynolds American Inc
RAI
$871K 0.11%
16,151
-213
-1% -$10.7K
VOOG icon
206
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$869K 0.11%
49,800
+534
+1% +$9.26K
FDIS icon
207
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$867K 0.11%
28,453
+12,885
+83% +$397K
WELL icon
208
Welltower
WELL
$178B
$867K 0.11%
11,379
+405
+4% +$28.8K
NNN icon
209
NNN REIT
NNN
$9.39B
$857K 0.11%
16,561
+3,499
+27% +$162K
NLY icon
210
Annaly Capital Management
NLY
$16.9B
$854K 0.11%
19,282
+2,755
+17% +$117K
PDP icon
211
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$853K 0.11%
20,257
-3,757
-16% -$155K
FVD icon
212
First Trust Value Line Dividend Fund
FVD
$8.29B
$852K 0.11%
31,598
-942
-3% -$24.5K
PEY icon
213
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$848K 0.11%
54,530
-11,562
-17% -$171K
AEP icon
214
American Electric Power
AEP
$73.7B
$845K 0.11%
12,057
+1,070
+10% +$70K
GOF icon
215
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$845K 0.11%
46,562
-312
-0.7% -$5.5K
GEO icon
216
The GEO Group
GEO
$4.13B
$844K 0.11%
37,040
+6,494
+21% +$143K
ED icon
217
Consolidated Edison
ED
$41.6B
$833K 0.11%
10,355
+40
+0.4% +$3.01K
SNY icon
218
Sanofi
SNY
$104B
$823K 0.11%
19,660
-90
-0.5% -$3.69K
FHLC icon
219
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$820K 0.11%
24,251
-11,098
-31% -$369K
IYJ icon
220
iShares US Industrials ETF
IYJ
$1.98B
$802K 0.1%
+14,592
New +$792K
AOK icon
221
iShares Core Conservative Allocation ETF
AOK
$803M
$800K 0.1%
24,372
-511
-2% -$16.6K
NVG icon
222
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$790K 0.1%
+48,609
New +$761K
PPL
223
PPL Corp
PPL
$27.3B
$788K 0.1%
20,883
-26,653
-56% -$1.02M
JPS
224
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$786K 0.1%
84,999
+16,519
+24% +$151K
FXG icon
225
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$784K 0.1%
16,217
-7,907
-33% -$370K
7 8
9
10 11

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.