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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $859K | 0.12% |
7,599
+1,412
| +23% | +$152K |
|
202
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $850K | 0.12% |
8,038
+492
| +7% | +$53K |
|
203
Stryker
SYK
$127B
| $850K | 0.12% |
9,149
+353
| +4% | +$33.8K |
|
204
Freeport-McMoran
FCX
$90B
| $843K | 0.12% |
124,560
+103,148
| +482% | +$983K |
|
|
GWPH
205
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $842K | 0.12% |
12,122
-392
| -3% | -$31.9K |
|
206
Delta Air Lines
DAL
$55.9B
| $841K | 0.12% |
16,593
+247
| +2% | +$12.2K |
|
207
Oracle
ORCL
$331B
| $837K | 0.12% |
22,922
+505
| +2% | +$19.3K |
|
208
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $836K | 0.12% |
8,021
-1,122
| -12% | -$119K |
|
209
iShares US Financials ETF
IYF
$4.39B
| $832K | 0.12% |
18,824
+4,776
| +34% | +$213K |
|
210
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $829K | 0.12% |
10,500
+60
| +0.6% | +$4.77K |
|
|
PPL
211
PPL Corp
PPL
$27.3B
| $816K | 0.11% |
23,918
-362
| -1% | -$12.2K |
|
212
Vodafone
VOD
$34.9B
| $814K | 0.11% |
25,225
-2,835
| -10% | -$92.6K |
|
213
iShares Core Conservative Allocation ETF
AOK
$803M
| $801K | 0.11% |
+25,308
| New | +$809K |
|
214
Southwest Airlines
LUV
$22.1B
| $801K | 0.11% |
18,591
-1,576
| -8% | -$69.8K |
|
215
ProShares UltraPro QQQ
TQQQ
$31.1B
| $800K | 0.11% |
336,192
+212,400
| +172% | +$505K |
|
216
BCE
BCE
$19.9B
| $789K | 0.11% |
20,442
+261
| +1% | +$11K |
|
217
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $788K | 0.11% |
13,450
+344
| +3% | +$20.8K |
|
218
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $785K | 0.11% |
46,649
-2,720
| -6% | -$48.4K |
|
219
Duke Energy
DUK
$102B
| $776K | 0.11% |
10,870
+375
| +4% | +$26.4K |
|
220
Mastercard
MA
$477B
| $773K | 0.11% |
7,937
-132
| -2% | -$12.9K |
|
221
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $773K | 0.11% |
23,183
+200
| +0.9% | +$6.59K |
|
|
SE
222
DELISTED
Spectra Energy Corp Wi
SE
| $770K | 0.11% |
32,167
+141
| +0.4% | +$3.75K |
|
223
FS KKR Capital
FSK
$2.98B
| $761K | 0.11% |
21,150
-508
| -2% | -$19.6K |
|
224
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $760K | 0.11% |
9,550
+2,528
| +36% | +$202K |
|
225
Welltower
WELL
$178B
| $753K | 0.11% |
11,069
+399
| +4% | +$26K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.