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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
201
Amgen
AMGN
$203B
$786K 0.12%
5,686
-165
-3% -$26K
NVS icon
202
Novartis
NVS
$295B
$782K 0.12%
9,499
+1,015
+12% +$90.3K
MBB icon
203
iShares MBS ETF
MBB
$39B
$769K 0.12%
7,011
+5,135
+274% +$560K
LUV icon
204
Southwest Airlines
LUV
$22.1B
$767K 0.12%
20,167
+1,492
+8% +$55.1K
IFLN
205
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$767K 0.12%
43,057
-3,698
-8% -$67.8K
IJJ icon
206
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$756K 0.12%
13,106
-756
-5% -$46.3K
DUK icon
207
Duke Energy
DUK
$102B
$755K 0.12%
10,495
+86
+0.8% +$6.23K
FDIS icon
208
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$754K 0.12%
25,562
+14,165
+124% +$436K
IWS icon
209
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$744K 0.12%
11,083
+3,878
+54% +$276K
DD
210
DELISTED
Du Pont De Nemours E I
DD
$744K 0.12%
15,430
-1,420
-8% -$75.8K
PSEC icon
211
Prospect Capital
PSEC
$1.06B
$743K 0.12%
104,256
-8,117
-7% -$60.4K
NGLS
212
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$741K 0.12%
25,504
-2,540
-9% -$85.6K
FEZ icon
213
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$734K 0.12%
21,675
-480
-2% -$17.7K
DAL icon
214
Delta Air Lines
DAL
$55.9B
$733K 0.12%
16,346
-1,090
-6% -$48.9K
MA icon
215
Mastercard
MA
$477B
$727K 0.12%
8,069
-21,079
-72% -$1.98M
SPHD icon
216
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$723K 0.11%
22,983
-1,486
-6% -$47.6K
WELL icon
217
Welltower
WELL
$178B
$723K 0.11%
10,670
-2,717
-20% -$181K
VBR icon
218
Vanguard Small-Cap Value ETF
VBR
$37.1B
$716K 0.11%
7,396
-3,328
-31% -$345K
HDV
219
iShares Core High Dividend ETF
HDV
$14.4B
$700K 0.11%
50,275
-15,015
-23% -$218K
TWTR
220
DELISTED
Twitter, Inc.
TWTR
$697K 0.11%
25,887
+11,440
+79% +$343K
SVXY icon
221
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
$691K 0.11%
+14,515
New +$1.06M
CVRR
222
DELISTED
CVR Refining, LP
CVRR
$684K 0.11%
35,789
+850
+2% +$16.4K
IXUS icon
223
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$668K 0.11%
13,674
-11,735
-46% -$614K
SDY icon
224
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$668K 0.11%
9,262
-37,695
-80% -$2.84M
HAS icon
225
Hasbro
HAS
$12.6B
$664K 0.11%
9,197
-2,783
-23% -$215K
7 8
9
10 11

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.