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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
176
Texas Instruments
TXN
$255B
$3.7M 0.12%
19,912
-755
-4% -$133K
HON icon
177
Honeywell
HON
$77.1B
$3.66M 0.12%
20,332
-1,927
-9% -$362K
ETN icon
178
Eaton
ETN
$157B
$3.65M 0.12%
21,291
-206
-1% -$34.3K
IJJ icon
179
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$3.6M 0.12%
34,990
-1,836
-5% -$196K
FREL icon
180
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$3.53M 0.12%
141,718
-6,519
-4% -$168K
ESGU icon
181
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$3.48M 0.12%
38,476
-6,060
-14% -$536K
FPE icon
182
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.47M 0.12%
217,490
+39,713
+22% +$685K
INTC icon
183
Intel
INTC
$466B
$3.44M 0.11%
105,384
-14,155
-12% -$401K
CIBR icon
184
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$3.36M 0.11%
78,511
-11,252
-13% -$457K
MINT icon
185
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$3.32M 0.11%
33,462
-6,610
-16% -$656K
SLQD icon
186
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$3.31M 0.11%
68,207
+553
+0.8% +$26.6K
ARCC icon
187
Ares Capital
ARCC
$13.5B
$3.3M 0.11%
180,365
+24,026
+15% +$454K
CION icon
188
CION Investment
CION
$297M
$3.29M 0.11%
333,112
+34,777
+12% +$364K
VBR icon
189
Vanguard Small-Cap Value ETF
VBR
$37.1B
$3.28M 0.11%
20,680
-1,107
-5% -$183K
FBND icon
190
Fidelity Total Bond ETF
FBND
$26.9B
$3.22M 0.11%
70,000
-3,926
-5% -$180K
IWM icon
191
iShares Russell 2000 ETF
IWM
$80.9B
$3.18M 0.11%
17,843
+1,415
+9% +$261K
WFC icon
192
Wells Fargo
WFC
$261B
$3.18M 0.11%
85,031
-753
-0.9% -$32.8K
CMS icon
193
CMS Energy
CMS
$23.1B
$3.17M 0.11%
51,602
-439
-0.8% -$27K
IQLT icon
194
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$3.17M 0.11%
89,723
+44,504
+98% +$1.53M
IBDO
195
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$3.15M 0.1%
124,897
+5,552
+5% +$139K
CGDV icon
196
Capital Group Dividend Value ETF
CGDV
$36.6B
$3.15M 0.1%
126,124
+35,238
+39% +$862K
PM icon
197
Philip Morris
PM
$301B
$3.14M 0.1%
32,305
-899
-3% -$89.6K
ISRG icon
198
Intuitive Surgical
ISRG
$121B
$3.14M 0.1%
12,290
-72
-0.6% -$17.7K
FDX icon
199
FedEx
FDX
$74.5B
$3.13M 0.1%
13,714
-1,245
-8% -$253K
DLN icon
200
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$3.13M 0.1%
50,632
+440
+0.9% +$27.3K
6 7
8
9 10

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.