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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Qualcomm
QCOM
$176B
| $4.16M | 0.13% |
32,254
+161
| +0.5% | +$22.8K |
|
|
DOCU
177
DocuSign
DOCU
$9.63B
| $4.12M | 0.12% |
16,000
+3,773
| +31% | +$1.09M |
|
178
CrowdStrike
CRWD
$187B
| $4.11M | 0.12% |
66,936
+1,460
| +2% | +$94.2K |
|
179
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $4.11M | 0.12% |
57,875
-1,164
| -2% | -$84.8K |
|
180
Fidelity Total Bond ETF
FBND
$26.9B
| $4.11M | 0.12% |
77,258
+1,978
| +3% | +$106K |
|
181
Deere & Co
DE
$170B
| $4.07M | 0.12% |
12,154
+19
| +0.2% | +$6.85K |
|
182
Cisco
CSCO
$450B
| $4.04M | 0.12% |
74,250
-16,704
| -18% | -$937K |
|
183
Vanguard Real Estate ETF
VNQ
$39.9B
| $4.02M | 0.12% |
39,458
+408
| +1% | +$43.3K |
|
184
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
| $4.01M | 0.12% |
51,430
+503
| +1% | +$41.1K |
|
185
RTX Corp
RTX
$287B
| $3.98M | 0.12% |
46,285
-1,019
| -2% | -$87.2K |
|
186
First Trust Cloud Computing ETF
SKYY
$2.74B
| $3.98M | 0.12% |
37,743
+303
| +0.8% | +$32.5K |
|
187
Vanguard Growth ETF
VUG
$216B
| $3.97M | 0.12% |
82,182
-4,428
| -5% | -$220K |
|
188
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
| $3.97M | 0.12% |
+55,783
| New | +$4.08M |
|
189
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
| $3.92M | 0.12% |
162,685
-37,905
| -19% | -$896K |
|
190
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
| $3.89M | 0.12% |
88,988
+17,674
| +25% | +$777K |
|
191
Carnival Corporation Ltd
CCL
$36.1B
| $3.88M | 0.12% |
154,946
+3,995
| +3% | +$92.9K |
|
192
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $3.85M | 0.12% |
64,147
-8,092
| -11% | -$485K |
|
|
HDV
193
iShares Core High Dividend ETF
HDV
$14.4B
| $3.83M | 0.12% |
203,060
+6,250
| +3% | +$121K |
|
194
ARK Genomic Revolution ETF
ARKG
$1.51B
| $3.83M | 0.12% |
51,222
-12,174
| -19% | -$1.02M |
|
195
Kimberly-Clark
KMB
$36.4B
| $3.78M | 0.11% |
28,554
-121
| -0.4% | -$16.5K |
|
196
iShares US Treasury Bond ETF
GOVT
$43.6B
| $3.71M | 0.11% |
139,868
-44,239
| -24% | -$1.18M |
|
197
Delta Air Lines
DAL
$55.9B
| $3.71M | 0.11% |
86,955
-3,564
| -4% | -$145K |
|
198
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $3.68M | 0.11% |
32,805
-720
| -2% | -$82.8K |
|
199
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $3.68M | 0.11% |
61,628
+6
| +0% | +$370 |
|
200
Thermo Fisher Scientific
TMO
$211B
| $3.66M | 0.11% |
6,407
-189
| -3% | -$104K |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.