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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
176
Vanguard FTSE Developed Markets ETF
VEA
$233B
$4.38M 0.14%
89,222
+4,256
+5% +$208K
VCIT icon
177
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
$4.37M 0.14%
46,988
-2,044
-4% -$194K
JNK icon
178
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
$4.36M 0.14%
40,109
+794
+2% +$86.2K
KMB icon
179
Kimberly-Clark
KMB
$32.6B
$4.35M 0.14%
31,290
+2,888
+10% +$383K
SO icon
180
Southern Company
SO
$99.2B
$4.32M 0.14%
69,472
+2,080
+3% +$125K
ONEQ icon
181
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$4.32M 0.14%
84,060
+8,570
+11% +$444K
IWP icon
182
iShares Russell Mid-Cap Growth ETF
IWP
$19B
$4.3M 0.14%
42,155
+655
+2% +$68.5K
DE icon
183
Deere & Co
DE
$181B
$4.22M 0.13%
11,268
+3,575
+46% +$1.17M
IXUS icon
184
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
$4.21M 0.13%
59,950
+4,469
+8% +$313K
DUK icon
185
Duke Energy
DUK
$91.8B
$4.19M 0.13%
43,408
+3,376
+8% +$308K
TAN icon
186
Invesco Solar ETF
TAN
$950M
$4.14M 0.13%
45,152
+2,457
+6% +$258K
CLX icon
187
Clorox
CLX
$10.3B
$4.05M 0.13%
21,010
-3,292
-14% -$634K
SCHX icon
188
Schwab US Large- Cap ETF
SCHX
$73B
$3.97M 0.13%
248,100
+5,664
+2% +$88.7K
CMS icon
189
CMS Energy
CMS
$20.7B
$3.94M 0.13%
64,435
+1,114
+2% +$64K
IGV icon
190
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$3.92M 0.13%
57,415
-8,985
-14% -$637K
ABT icon
191
Abbott
ABT
$177B
$3.92M 0.13%
32,711
+1,523
+5% +$180K
FXO icon
192
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$3.91M 0.12%
+93,988
New +$3.65M
BNDX icon
193
Vanguard Total International Bond ETF
BNDX
$82.5B
$3.89M 0.12%
68,134
+3,889
+6% +$224K
PFF icon
194
iShares Preferred and Income Securities ETF
PFF
$12.7B
$3.88M 0.12%
100,930
+1,606
+2% +$60.9K
ROBT icon
195
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$755M
$3.88M 0.12%
+74,374
New +$4.03M
DVY icon
196
iShares Select Dividend ETF
DVY
$23.1B
$3.86M 0.12%
33,858
+3,581
+12% +$378K
MOS icon
197
The Mosaic Company
MOS
$7.88B
$3.86M 0.12%
+122,055
New +$3.6M
QCLN icon
198
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$537M
$3.85M 0.12%
56,176
+22,487
+67% +$1.73M
QCOM icon
199
Qualcomm
QCOM
$197B
$3.83M 0.12%
28,886
-41,910
-59% -$6.05M
ETN icon
200
Eaton
ETN
$155B
$3.81M 0.12%
27,547
-1,816
-6% -$234K
6 7
8
9 10

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.