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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$388B
$3.28M 0.13%
45,596
-3,486
-7% -$293K
DKNG icon
177
DraftKings
DKNG
$11.4B
$3.27M 0.13%
55,545
+38,805
+232% +$1.51M
ESGU icon
178
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$3.22M 0.13%
42,279
-3,631
-8% -$273K
DAL icon
179
Delta Air Lines
DAL
$55.9B
$3.22M 0.13%
105,269
+8,278
+9% +$239K
IJS icon
180
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$3.2M 0.13%
52,334
-4,602
-8% -$289K
FSLY icon
181
Fastly Inc
FSLY
$3.17B
$3.18M 0.13%
33,932
+7,077
+26% +$614K
IXUS icon
182
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$3.17M 0.13%
54,338
-5,465
-9% -$318K
IDU icon
183
iShares US Utilities ETF
IDU
$1.41B
$3.14M 0.12%
42,958
-11,984
-22% -$879K
SYK icon
184
Stryker
SYK
$127B
$3.11M 0.12%
14,934
-264
-2% -$51.3K
ONEQ icon
185
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.1M 0.12%
71,490
-12,880
-15% -$548K
ZM icon
186
Zoom
ZM
$25.8B
$3.1M 0.12%
6,588
+2,066
+46% +$661K
VOOG icon
187
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.09M 0.12%
88,890
-46,206
-34% -$1.57M
SRVR icon
188
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$3.08M 0.12%
87,237
+16,995
+24% +$616K
FLOT icon
189
iShares Floating Rate Bond ETF
FLOT
$10.1B
$3.04M 0.12%
59,965
-7,190
-11% -$364K
XLE icon
190
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.95M 0.12%
197,200
-92,920
-32% -$1.65M
NOBL icon
191
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.9M 0.11%
80,502
+1,932
+2% +$69.3K
ISRG icon
192
Intuitive Surgical
ISRG
$121B
$2.9M 0.11%
12,261
-54
-0.4% -$12.1K
PM icon
193
Philip Morris
PM
$301B
$2.83M 0.11%
37,791
-1,821
-5% -$140K
IWO icon
194
iShares Russell 2000 Growth ETF
IWO
$14.5B
$2.83M 0.11%
12,779
+876
+7% +$192K
FREL icon
195
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$2.82M 0.11%
120,166
+15,052
+14% +$360K
AWK icon
196
American Water Works
AWK
$26.3B
$2.79M 0.11%
19,232
-4,851
-20% -$687K
BSV icon
197
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.79M 0.11%
33,549
+5,761
+21% +$479K
SCHX icon
198
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.77M 0.11%
206,250
+2,784
+1% +$37K
IWY icon
199
iShares Russell Top 200 Growth ETF
IWY
$16B
$2.75M 0.11%
22,613
-1,205
-5% -$142K
IUSG icon
200
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.73M 0.11%
34,085
-1,616
-5% -$127K
6 7
8
9 10

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BPS
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.