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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.99M | 0.12% |
37,288
-8,755
| -19% | -$556K |
|
177
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
| $1.99M | 0.12% |
45,012
+39,561
| +726% | +$2.05M |
|
178
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.97M | 0.12% |
48,311
+8,832
| +22% | +$396K |
|
179
Philip Morris
PM
$301B
| $1.93M | 0.11% |
26,490
+3,619
| +16% | +$298K |
|
180
CME Group
CME
$92.2B
| $1.93M | 0.11% |
11,157
-141
| -1% | -$28.1K |
|
181
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
| $1.92M | 0.11% |
65,463
+26,027
| +66% | +$1.03M |
|
182
Sysco
SYY
$39.7B
| $1.92M | 0.11% |
42,038
+1,533
| +4% | +$106K |
|
183
Vanguard Health Care ETF
VHT
$18.2B
| $1.91M | 0.11% |
11,489
-992
| -8% | -$181K |
|
184
iShares International Treasury Bond ETF
IGOV
$1.34B
| $1.88M | 0.11% |
38,054
+3,319
| +10% | +$166K |
|
185
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
| $1.87M | 0.11% |
+69,846
| New | +$1.86M |
|
186
FedEx
FDX
$74.5B
| $1.86M | 0.11% |
15,372
+4,108
| +36% | +$578K |
|
187
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $1.84M | 0.11% |
76,972
-5,507
| -7% | -$155K |
|
188
Qualcomm
QCOM
$176B
| $1.84M | 0.11% |
27,179
+3,245
| +14% | +$266K |
|
189
Stryker
SYK
$127B
| $1.84M | 0.11% |
11,048
+812
| +8% | +$159K |
|
190
Dollar General
DG
$25.9B
| $1.82M | 0.11% |
12,040
+219
| +2% | +$33.8K |
|
191
iShares Morningstar Growth ETF
ILCG
$3.1B
| $1.82M | 0.11% |
48,905
+39,765
| +435% | +$1.66M |
|
192
Tesla
TSLA
$1.24T
| $1.81M | 0.11% |
51,885
-5,940
| -10% | -$246K |
|
193
American Tower
AMT
$77.7B
| $1.8M | 0.11% |
8,251
-11
| -0.1% | -$2.56K |
|
194
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
| $1.78M | 0.11% |
58,140
-5,501
| -9% | -$181K |
|
195
PIMCO Dynamic Income Fund
PDI
$7.4B
| $1.77M | 0.11% |
80,214
+11,793
| +17% | +$353K |
|
196
Realty Income
O
$61.2B
| $1.77M | 0.11% |
36,624
-8,745
| -19% | -$609K |
|
197
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $1.77M | 0.11% |
22,157
+2,863
| +15% | +$282K |
|
198
Automatic Data Processing
ADP
$100B
| $1.76M | 0.1% |
12,847
-1,926
| -13% | -$310K |
|
199
Innovator US Equity Buffer ETF April
BAPR
$403M
| $1.75M | 0.1% |
+70,701
| New | +$1.9M |
|
|
200
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $1.73M | 0.1% |
+6,700
| New | +$2.04M |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.