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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Vanguard Total Bond Market
BND
$157B
| $2.79M | 0.12% |
33,248
+5,310
| +19% | +$446K |
|
177
3M
MMM
$89B
| $2.78M | 0.12% |
18,869
-3,091
| -14% | -$433K |
|
178
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.76M | 0.12% |
62,081
+1,725
| +3% | +$73.1K |
|
179
Comcast
CMCSA
$79.1B
| $2.75M | 0.12% |
61,085
+9,374
| +18% | +$417K |
|
180
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $2.74M | 0.12% |
81,859
+61,406
| +300% | +$2M |
|
181
Sarepta Therapeutics
SRPT
$1.66B
| $2.73M | 0.12% |
21,182
+15
| +0.1% | +$1.51K |
|
182
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $2.72M | 0.11% |
24,526
+3,676
| +18% | +$413K |
|
183
VanEck Gold Miners ETF
GDX
$23B
| $2.72M | 0.11% |
92,782
+9,074
| +11% | +$248K |
|
184
Netflix
NFLX
$292B
| $2.7M | 0.11% |
83,410
-16,130
| -16% | -$478K |
|
|
PKO
185
DELISTED
Pimco Income Opportunity Fund
PKO
| $2.7M | 0.11% |
97,128
+6,484
| +7% | +$177K |
|
186
Clorox
CLX
$11.6B
| $2.7M | 0.11% |
17,574
-201
| -1% | -$30K |
|
187
American Water Works
AWK
$26.3B
| $2.67M | 0.11% |
21,718
+808
| +4% | +$97.9K |
|
188
Wells Fargo
WFC
$261B
| $2.67M | 0.11% |
49,535
+5,721
| +13% | +$300K |
|
189
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $2.6M | 0.11% |
30,452
-22,562
| -43% | -$1.85M |
|
190
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $2.6M | 0.11% |
51,492
+14,019
| +37% | +$708K |
|
191
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $2.59M | 0.11% |
86,298
+19,096
| +28% | +$566K |
|
192
iShares Dow Jones US ETF
IYY
$2.92B
| $2.58M | 0.11% |
32,330
+3,230
| +11% | +$247K |
|
|
RTN
193
DELISTED
Raytheon Company
RTN
| $2.56M | 0.11% |
11,653
+1,167
| +11% | +$247K |
|
|
XYZ
194
Block Inc
XYZ
$45.9B
| $2.55M | 0.11% |
40,754
+2,682
| +7% | +$171K |
|
195
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $2.54M | 0.11% |
158,593
+3,207
| +2% | +$50.3K |
|
196
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $2.54M | 0.11% |
59,934
+4,319
| +8% | +$180K |
|
197
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
| $2.53M | 0.11% |
50,272
+3,314
| +7% | +$167K |
|
198
Automatic Data Processing
ADP
$100B
| $2.52M | 0.11% |
14,773
-22
| -0.1% | -$3.64K |
|
199
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $2.51M | 0.11% |
21,899
+10,870
| +99% | +$1.23M |
|
200
Trade Desk
TTD
$8.13B
| $2.49M | 0.11% |
95,960
+41,730
| +77% | +$939K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.