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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
176
Abbott
ABT
$180B
$2.69M 0.13%
32,118
+626
+2% +$53.2K
NFLX icon
177
Netflix
NFLX
$292B
$2.66M 0.13%
99,540
-57,920
-37% -$1.81M
D icon
178
Dominion Energy
D
$62.5B
$2.63M 0.13%
32,398
-276
-0.8% -$21.3K
AWK icon
179
American Water Works
AWK
$26.3B
$2.6M 0.12%
20,910
-1,767
-8% -$213K
IAU icon
180
iShares Gold Trust
IAU
$63B
$2.5M 0.12%
88,611
+17,298
+24% +$488K
SCHX icon
181
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.5M 0.12%
211,086
+2,286
+1% +$26.9K
AMGN icon
182
Amgen
AMGN
$203B
$2.47M 0.12%
12,761
-137
-1% -$26.3K
FNY icon
183
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$2.45M 0.12%
54,705
+7,963
+17% +$365K
FENY icon
184
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$2.45M 0.12%
155,386
-33,603
-18% -$543K
VWO icon
185
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.43M 0.12%
60,356
+429
+0.7% +$17.7K
PKO
186
DELISTED
Pimco Income Opportunity Fund
PKO
$2.41M 0.12%
90,644
+19,021
+27% +$510K
ADP icon
187
Automatic Data Processing
ADP
$100B
$2.39M 0.11%
14,795
+297
+2% +$49K
CME icon
188
CME Group
CME
$92.2B
$2.37M 0.11%
11,234
-84
-0.7% -$17.6K
BSV icon
189
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.37M 0.11%
29,374
+4,602
+19% +$371K
SMLV icon
190
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$2.37M 0.11%
24,961
+172
+0.7% +$16.1K
ICSH icon
191
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.37M 0.11%
46,958
+1,784
+4% +$89.8K
FUTY icon
192
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$2.36M 0.11%
55,615
-59,507
-52% -$2.41M
BND icon
193
Vanguard Total Bond Market
BND
$157B
$2.36M 0.11%
27,938
+12,673
+83% +$1.06M
XYZ
194
Block Inc
XYZ
$45.9B
$2.36M 0.11%
38,072
+441
+1% +$30K
ITA icon
195
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.34M 0.11%
20,850
-664
-3% -$72.6K
PHK
196
PIMCO High Income Fund
PHK
$863M
$2.34M 0.11%
302,391
+10,413
+4% +$82.2K
CMCSA icon
197
Comcast
CMCSA
$79.1B
$2.33M 0.11%
51,711
+7,797
+18% +$345K
MBB icon
198
iShares MBS ETF
MBB
$39B
$2.32M 0.11%
21,412
-67,425
-76% -$7.28M
NKE icon
199
Nike
NKE
$61.9B
$2.32M 0.11%
24,667
+3,746
+18% +$321K
REZ icon
200
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$2.3M 0.11%
28,980
+24,626
+566% +$1.9M
6 7
8
9 10

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.