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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Pathward Financial
CASH
$1.81B
| $2.34M | 0.13% |
118,792
+70
| +0.1% | +$1.53K |
|
177
iShares Core S&P US Value ETF
IUSV
$27.2B
| $2.33M | 0.13% |
42,547
+7,607
| +22% | +$407K |
|
178
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $2.27M | 0.13% |
22,878
-2,471
| -10% | -$237K |
|
179
Schwab US Large- Cap ETF
SCHX
$70.9B
| $2.24M | 0.13% |
198,840
+1,170
| +0.6% | +$12.7K |
|
|
PHK
180
PIMCO High Income Fund
PHK
$861M
| $2.24M | 0.13% |
247,864
+7,959
| +3% | +$69.2K |
|
181
Philip Morris
PM
$301B
| $2.24M | 0.13% |
25,296
+406
| +2% | +$32.7K |
|
182
Alerian MLP ETF
AMLP
$13B
| $2.23M | 0.13% |
44,472
+1,025
| +2% | +$50.3K |
|
183
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $2.22M | 0.13% |
52,314
+11,685
| +29% | +$482K |
|
184
Eli Lilly
LLY
$1.07T
| $2.21M | 0.13% |
17,043
+1,163
| +7% | +$141K |
|
185
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $2.21M | 0.13% |
22,146
-1,364
| -6% | -$133K |
|
|
RTN
186
DELISTED
Raytheon Company
RTN
| $2.19M | 0.12% |
12,036
+1,125
| +10% | +$196K |
|
187
American Water Works
AWK
$26.3B
| $2.17M | 0.12% |
20,817
+8,489
| +69% | +$833K |
|
188
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $2.17M | 0.12% |
36,185
+16,545
| +84% | +$992K |
|
|
HFRO
189
Highland Opportunities and Income Fund
HFRO
$407M
| $2.14M | 0.12% |
153,877
-45,704
| -23% | -$625K |
|
190
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $2.13M | 0.12% |
10,852
+410
| +4% | +$78K |
|
191
iShares International Select Dividend ETF
IDV
$8.25B
| $2.12M | 0.12% |
68,551
-2,727
| -4% | -$84.1K |
|
192
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.11M | 0.12% |
26,478
+4,676
| +21% | +$369K |
|
193
Automatic Data Processing
ADP
$100B
| $2.08M | 0.12% |
13,050
+3,406
| +35% | +$495K |
|
194
Intuitive Surgical
ISRG
$121B
| $2.08M | 0.12% |
10,950
+1,140
| +12% | +$203K |
|
195
iShares MSCI EAFE ETF
EFA
$76.4B
| $2.07M | 0.12% |
31,980
-2,614
| -8% | -$165K |
|
196
Stryker
SYK
$127B
| $2.03M | 0.12% |
10,277
+350
| +4% | +$63K |
|
197
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $2.01M | 0.11% |
40,444
+26,853
| +198% | +$1.29M |
|
198
Roku
ROKU
$21.1B
| $1.97M | 0.11% |
30,579
+6,823
| +29% | +$365K |
|
199
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $1.97M | 0.11% |
22,688
+14,630
| +182% | +$1.24M |
|
200
iShares Dow Jones US ETF
IYY
$2.92B
| $1.97M | 0.11% |
27,840
+10,578
| +61% | +$718K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.