We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
176
Abbott
ABT
$180B
$1.81M 0.13%
30,172
-379
-1% -$22.8K
OHI icon
177
Omega Healthcare
OHI
$15.4B
$1.79M 0.13%
66,313
+8,080
+14% +$215K
ROBO icon
178
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$1.79M 0.13%
42,756
+34,231
+402% +$1.48M
CVS icon
179
CVS Health
CVS
$137B
$1.78M 0.13%
28,655
+2,077
+8% +$149K
SPHD icon
180
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.78M 0.13%
45,083
-7,005
-13% -$286K
VCSH icon
181
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.77M 0.13%
22,529
-178
-0.8% -$14K
SLQD icon
182
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$1.74M 0.13%
35,020
+3,124
+10% +$156K
OLED icon
183
Universal Display
OLED
$3.71B
$1.71M 0.12%
16,911
-4,769
-22% -$717K
O icon
184
Realty Income
O
$61.2B
$1.7M 0.12%
33,868
-9,443
-22% -$471K
BP icon
185
BP
BP
$113B
$1.69M 0.12%
44,892
-15,787
-26% -$595K
FDX icon
186
FedEx
FDX
$74.5B
$1.69M 0.12%
7,036
+2,463
+54% +$623K
FREL icon
187
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.67M 0.12%
72,897
-17,050
-19% -$394K
LOW icon
188
Lowe's Companies
LOW
$116B
$1.67M 0.12%
18,992
+482
+3% +$45.6K
BABA icon
189
Alibaba
BABA
$269B
$1.66M 0.12%
9,035
+774
+9% +$146K
SYK icon
190
Stryker
SYK
$127B
$1.65M 0.12%
10,272
+61
+0.6% +$9.83K
SRPT icon
191
Sarepta Therapeutics
SRPT
$1.66B
$1.65M 0.12%
22,300
+230
+1% +$15.3K
DUK icon
192
Duke Energy
DUK
$102B
$1.61M 0.12%
20,786
-401
-2% -$31K
CIK
193
Credit Suisse Asset Management Income Fund
CIK
$133M
$1.61M 0.12%
503,869
+65,938
+15% +$215K
USB icon
194
US Bancorp
USB
$99.6B
$1.59M 0.12%
31,446
-24
-0.1% -$1.31K
LQDH icon
195
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$1.59M 0.12%
16,405
+8,114
+98% +$790K
BDX icon
196
Becton Dickinson
BDX
$43.1B
$1.59M 0.12%
7,501
+687
+10% +$150K
IDCC icon
197
InterDigital
IDCC
$6.68B
$1.58M 0.12%
21,496
-1,216
-5% -$93.1K
TGT icon
198
Target
TGT
$62.1B
$1.58M 0.12%
22,717
-5,392
-19% -$392K
BSV icon
199
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.53M 0.11%
19,510
-5,004
-20% -$393K
CFA icon
200
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
$1.49M 0.11%
30,496
-441
-1% -$21.9K
6 7
8
9 10

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.