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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
176
iShares US Financials ETF
IYF
$4.39B
$1.87M 0.14%
31,388
-1,164
-4% -$67.6K
TGT icon
177
Target
TGT
$62.1B
$1.83M 0.14%
28,109
+2,091
+8% +$126K
IGOV icon
178
iShares International Treasury Bond ETF
IGOV
$1.34B
$1.81M 0.14%
36,293
+8,444
+30% +$416K
CPRT icon
179
Copart
CPRT
$25.9B
$1.81M 0.14%
167,388
-184
-0.1% -$1.79K
PYPL icon
180
PayPal
PYPL
$49.5B
$1.8M 0.14%
24,472
+3,077
+14% +$222K
VCSH icon
181
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.8M 0.14%
22,707
+1,993
+10% +$159K
DUK icon
182
Duke Energy
DUK
$102B
$1.78M 0.14%
21,187
+2,649
+14% +$231K
AMTD
183
DELISTED
TD Ameritrade Holding Corp
AMTD
$1.75M 0.13%
34,177
+2,446
+8% +$122K
ABT icon
184
Abbott
ABT
$180B
$1.74M 0.13%
30,551
+1,279
+4% +$70.9K
STZ icon
185
Constellation Brands
STZ
$22.2B
$1.74M 0.13%
7,604
+1,390
+22% +$300K
IDCC icon
186
InterDigital
IDCC
$6.68B
$1.73M 0.13%
22,712
+2,088
+10% +$156K
LOW icon
187
Lowe's Companies
LOW
$116B
$1.72M 0.13%
18,510
+2,616
+16% +$216K
USB icon
188
US Bancorp
USB
$99.6B
$1.69M 0.13%
31,470
+3,133
+11% +$169K
APO icon
189
Apollo Global Management
APO
$70.7B
$1.67M 0.13%
49,913
+755
+2% +$23.7K
OLLI icon
190
Ollie's Bargain Outlet
OLLI
$4.01B
$1.66M 0.13%
+31,215
New +$1.47M
EEMV icon
191
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$1.65M 0.13%
27,127
+2,263
+9% +$135K
SBUX icon
192
Starbucks
SBUX
$118B
$1.64M 0.13%
28,482
+296
+1% +$16.8K
MAIN icon
193
Main Street Capital
MAIN
$4.97B
$1.62M 0.12%
40,799
+3,810
+10% +$154K
OHI icon
194
Omega Healthcare
OHI
$15.4B
$1.6M 0.12%
58,233
-9,266
-14% -$268K
SLQD icon
195
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$1.6M 0.12%
31,896
+2,828
+10% +$143K
SYK icon
196
Stryker
SYK
$127B
$1.58M 0.12%
10,211
-37
-0.4% -$5.65K
C icon
197
Citigroup
C
$222B
$1.54M 0.12%
20,688
+4,091
+25% +$303K
BXMT icon
198
Blackstone Mortgage Trust
BXMT
$2.82B
$1.52M 0.12%
47,200
+8,176
+21% +$262K
AWK icon
199
American Water Works
AWK
$26.3B
$1.51M 0.12%
16,547
+806
+5% +$71.2K
AXAS
200
DELISTED
Abraxas Petroleum Corp
AXAS
$1.51M 0.12%
30,760
+1,875
+6% +$77.9K
6 7
8
9 10

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.