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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.66M | 0.14% |
20,714
-1,072
| -5% | -$85.9K |
|
177
Fidelity Limited Term Bond ETF
FLTB
$415M
| $1.61M | 0.13% |
31,895
+6,021
| +23% | +$304K |
|
178
Tesla
TSLA
$1.24T
| $1.57M | 0.13% |
69,180
-9,165
| -12% | -$211K |
|
179
FS KKR Capital
FSK
$2.98B
| $1.57M | 0.13% |
46,483
+1,428
| +3% | +$49.1K |
|
180
Abbott
ABT
$180B
| $1.56M | 0.13% |
29,272
-832
| -3% | -$41.7K |
|
181
Duke Energy
DUK
$102B
| $1.56M | 0.13% |
18,538
+6,866
| +59% | +$588K |
|
182
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.55M | 0.13% |
73,003
-2,697
| -4% | -$57.1K |
|
|
AMTD
183
DELISTED
TD Ameritrade Holding Corp
AMTD
| $1.55M | 0.13% |
+31,731
| New | +$1.42M |
|
184
Target
TGT
$62.1B
| $1.53M | 0.13% |
26,018
+1,430
| +6% | +$80.1K |
|
185
InterDigital
IDCC
$6.68B
| $1.52M | 0.13% |
20,624
+3,664
| +22% | +$268K |
|
186
US Bancorp
USB
$99.6B
| $1.52M | 0.13% |
28,337
-807
| -3% | -$42.2K |
|
187
Starbucks
SBUX
$118B
| $1.51M | 0.12% |
28,186
+2,800
| +11% | +$155K |
|
188
Fidelity MSCI Materials Index ETF
FMAT
$585M
| $1.5M | 0.12% |
45,533
-2,037
| -4% | -$64.9K |
|
189
Invesco Preferred ETF
PGX
$3.84B
| $1.5M | 0.12% |
99,585
+12,821
| +15% | +$193K |
|
190
Texas Instruments
TXN
$255B
| $1.5M | 0.12% |
16,701
+4,252
| +34% | +$350K |
|
191
Apollo Global Management
APO
$70.7B
| $1.48M | 0.12% |
49,158
-34
| -0.1% | -$979 |
|
192
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $1.47M | 0.12% |
29,068
+22,542
| +345% | +$1.14M |
|
193
Main Street Capital
MAIN
$4.97B
| $1.47M | 0.12% |
36,989
+9,693
| +36% | +$381K |
|
194
Eli Lilly
LLY
$1.07T
| $1.46M | 0.12% |
17,097
+2,930
| +21% | +$240K |
|
195
Stryker
SYK
$127B
| $1.46M | 0.12% |
10,248
+148
| +1% | +$21.2K |
|
196
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $1.45M | 0.12% |
24,864
+821
| +3% | +$47.2K |
|
197
Copart
CPRT
$25.9B
| $1.44M | 0.12% |
167,572
-2,464
| -1% | -$19.7K |
|
|
LOGM
198
DELISTED
LogMein, Inc.
LOGM
| $1.44M | 0.12% |
13,072
+83
| +0.6% | +$9.31K |
|
199
BCE
BCE
$19.9B
| $1.44M | 0.12% |
30,679
+679
| +2% | +$31.8K |
|
200
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
| $1.42M | 0.12% |
+31,048
| New | +$1.38M |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.