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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PFPT
176
DELISTED
Proofpoint, Inc.
PFPT
| $1.26M | 0.14% |
+17,824
| New | +$1.34M |
|
177
RTX Corp
RTX
$287B
| $1.25M | 0.14% |
18,186
+810
| +5% | +$53.7K |
|
|
RDS.B
178
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.24M | 0.14% |
21,336
+185
| +0.9% | +$10.1K |
|
179
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $1.23M | 0.13% |
14,859
-3,096
| -17% | -$263K |
|
|
SE
180
DELISTED
Spectra Energy Corp Wi
SE
| $1.23M | 0.13% |
29,857
-2,865
| -9% | -$119K |
|
181
Nike
NKE
$61.9B
| $1.21M | 0.13% |
23,885
-6,661
| -22% | -$342K |
|
182
American Express
AXP
$223B
| $1.21M | 0.13% |
16,307
+8,093
| +99% | +$560K |
|
183
Target
TGT
$62.1B
| $1.2M | 0.13% |
16,663
+1,898
| +13% | +$137K |
|
184
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $1.2M | 0.13% |
16,563
-2,719
| -14% | -$199K |
|
185
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.2M | 0.13% |
60,865
+10,689
| +21% | +$207K |
|
186
Kinder Morgan
KMI
$73.1B
| $1.19M | 0.13% |
57,509
-5,668
| -9% | -$120K |
|
187
Stryker
SYK
$127B
| $1.19M | 0.13% |
9,909
-243
| -2% | -$28K |
|
188
Invesco Preferred ETF
PGX
$3.84B
| $1.19M | 0.13% |
83,276
-27,486
| -25% | -$400K |
|
189
Becton Dickinson
BDX
$43.1B
| $1.18M | 0.13% |
7,293
-285
| -4% | -$47.3K |
|
190
iShares Silver Trust
SLV
$28.1B
| $1.18M | 0.13% |
77,878
-50,737
| -39% | -$825K |
|
|
DD
191
DELISTED
Du Pont De Nemours E I
DD
| $1.16M | 0.13% |
15,785
-192
| -1% | -$13.6K |
|
192
BCE
BCE
$19.9B
| $1.16M | 0.13% |
26,785
+2,462
| +10% | +$109K |
|
193
Welltower
WELL
$178B
| $1.16M | 0.13% |
17,252
+3,475
| +25% | +$230K |
|
194
US Bancorp
USB
$99.6B
| $1.14M | 0.12% |
22,219
+10,878
| +96% | +$517K |
|
195
Paychex
PAYX
$40.4B
| $1.13M | 0.12% |
18,621
-2,072
| -10% | -$119K |
|
196
Phillips 66
PSX
$82.9B
| $1.13M | 0.12% |
13,085
-494
| -4% | -$41.1K |
|
197
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $1.13M | 0.12% |
42,122
+8,298
| +25% | +$215K |
|
198
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $1.12M | 0.12% |
14,080
-5,268
| -27% | -$425K |
|
199
Valero Energy
VLO
$89.8B
| $1.12M | 0.12% |
16,388
+10,640
| +185% | +$655K |
|
200
Universal Display
OLED
$3.71B
| $1.11M | 0.12% |
19,760
-351
| -2% | -$19.3K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.