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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SH icon
176
ProShares Short S&P500
SH
$887M
$994K 0.14%
6,089
-22,882
-79% -$3.97M
IJJ icon
177
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$985K 0.13%
15,876
+2,426
+18% +$137K
PSEC icon
178
Prospect Capital
PSEC
$1.06B
$985K 0.13%
135,465
+8,650
+7% +$57.5K
DD
179
DELISTED
Du Pont De Nemours E I
DD
$985K 0.13%
15,561
-34
-0.2% -$2.04K
DWTI
180
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$985K 0.13%
+6,178
New +$1.52M
IAU icon
181
iShares Gold Trust
IAU
$63B
$980K 0.13%
41,251
+7,449
+22% +$170K
PDP icon
182
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$979K 0.13%
24,014
-15,073
-39% -$585K
SYK icon
183
Stryker
SYK
$127B
$968K 0.13%
9,024
-125
-1% -$12.3K
MMP
184
DELISTED
Magellan Midstream Partners, L.P.
MMP
$967K 0.13%
14,052
-2,752
-16% -$180K
CALM icon
185
Cal-Maine
CALM
$4.28B
$962K 0.13%
+18,534
New +$925K
BCE icon
186
BCE
BCE
$19.9B
$958K 0.13%
21,044
+602
+3% +$25.1K
VB icon
187
Vanguard Small-Cap ETF
VB
$79.5B
$951K 0.13%
8,525
-482
-5% -$49.9K
STE icon
188
Steris
STE
$20.9B
$950K 0.13%
13,376
-631
-5% -$42.7K
SQM icon
189
Sociedad Química y Minera de Chile
SQM
$19.6B
$949K 0.13%
+47,428
New +$818K
HYLD
190
DELISTED
High Yield ETF
HYLD
$946K 0.13%
29,937
+21,246
+244% +$665K
PEY icon
191
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$943K 0.13%
66,092
-21,144
-24% -$281K
LLY icon
192
Eli Lilly
LLY
$1.07T
$942K 0.13%
13,080
-45
-0.3% -$3.4K
STIP icon
193
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$942K 0.13%
9,361
+4,005
+75% +$398K
AMGN icon
194
Amgen
AMGN
$203B
$941K 0.13%
6,278
+442
+8% +$65.7K
SPHD icon
195
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$939K 0.13%
25,284
+2,101
+9% +$71.7K
FTSL icon
196
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$938K 0.13%
19,733
-154
-0.8% -$7.22K
XLY icon
197
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$936K 0.13%
23,658
-4,316
-15% -$161K
BIV icon
198
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$934K 0.13%
10,831
+4,429
+69% +$375K
DUK icon
199
Duke Energy
DUK
$102B
$929K 0.13%
11,518
+648
+6% +$49K
UNP icon
200
Union Pacific
UNP
$183B
$923K 0.13%
11,601
+312
+3% +$24.1K
6 7
8
9 10

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.