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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
RTX Corp
RTX
$287B
| $984K | 0.14% |
16,276
+1,352
| +9% | +$81.8K |
|
177
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.35B
| $976K | 0.14% |
+34,867
| New | +$1.21M |
|
178
Mattel
MAT
$4.17B
| $964K | 0.13% |
+35,494
| New | +$873K |
|
|
WBA
179
DELISTED
Walgreens Boots Alliance
WBA
| $961K | 0.13% |
11,284
+450
| +4% | +$38.2K |
|
180
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
| $957K | 0.13% |
62,350
-10,710
| -15% | -$160K |
|
181
Ventas
VTR
$48.9B
| $957K | 0.13% |
16,950
-5,106
| -23% | -$278K |
|
182
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $951K | 0.13% |
58,940
-17,100
| -22% | -$279K |
|
183
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $950K | 0.13% |
+13,713
| New | +$957K |
|
184
Amgen
AMGN
$203B
| $947K | 0.13% |
5,836
+150
| +3% | +$23.6K |
|
185
Target
TGT
$62.1B
| $945K | 0.13% |
13,009
-1,102
| -8% | -$82.3K |
|
186
Sanofi
SNY
$104B
| $937K | 0.13% |
21,972
-942
| -4% | -$43.3K |
|
|
NYRT
187
DELISTED
New York REIT, Inc.
NYRT
| $935K | 0.13% |
8,135
-2,104
| -21% | -$238K |
|
|
INVN
188
DELISTED
Invensense Inc
INVN
| $933K | 0.13% |
+91,236
| New | +$1.01M |
|
189
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $932K | 0.13% |
19,887
+474
| +2% | +$22.6K |
|
190
Phillips 66
PSX
$82.9B
| $924K | 0.13% |
11,294
-1,892
| -14% | -$163K |
|
191
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $901K | 0.13% |
5,180
+1,420
| +38% | +$248K |
|
|
TEF
192
DELISTED
Telefonica
TEF
| $899K | 0.13% |
104,617
-7,262
| -6% | -$68.8K |
|
193
Invesco Pharmaceuticals ETF
PJP
$425M
| $897K | 0.13% |
12,816
-1,455
| -10% | -$103K |
|
194
Emerson Electric
EMR
$82.9B
| $893K | 0.13% |
18,670
+11,392
| +157% | +$542K |
|
195
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $891K | 0.12% |
20,577
+12,981
| +171% | +$594K |
|
196
Sprott Physical Gold
PHYS
$14.6B
| $888K | 0.12% |
101,720
-697
| -0.7% | -$6.32K |
|
197
Prospect Capital
PSEC
$1.06B
| $885K | 0.12% |
126,815
+22,559
| +22% | +$164K |
|
198
Union Pacific
UNP
$183B
| $883K | 0.12% |
11,289
+129
| +1% | +$11.1K |
|
199
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $866K | 0.12% |
10,077
+99
| +1% | +$8.66K |
|
|
RDS.B
200
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $862K | 0.12% |
18,718
-2,158
| -10% | -$109K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.