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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$331B
$1.07M 0.14%
24,824
+832
+3% +$36.1K
RSPH icon
177
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$1.07M 0.14%
68,720
+8,260
+14% +$124K
V icon
178
Visa
V
$677B
$1.07M 0.14%
16,310
-4,218
-21% -$279K
PSX icon
179
Phillips 66
PSX
$82.9B
$1.06M 0.14%
13,472
-760
-5% -$55.8K
SCHG icon
180
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.05M 0.14%
155,648
+15,904
+11% +$105K
WPM icon
181
Wheaton Precious Metals
WPM
$50.6B
$1.05M 0.14%
55,088
-2,118
-4% -$45.1K
HDV
182
iShares Core High Dividend ETF
HDV
$14.4B
$1.04M 0.14%
69,385
+3,140
+5% +$48.1K
FTSL icon
183
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.04M 0.14%
+21,133
New +$1.04M
DD icon
184
DuPont de Nemours
DD
$18.6B
$1.03M 0.14%
8,483
-301
-3% -$35.7K
IJJ icon
185
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$1.03M 0.14%
15,738
+1,496
+11% +$96.2K
STZ icon
186
Constellation Brands
STZ
$22.2B
$1.03M 0.14%
8,839
+80
+0.9% +$9K
INDY icon
187
iShares S&P India Nifty 50 Index Fund
INDY
$545M
$1.03M 0.14%
+32,751
New +$1.05M
COST icon
188
Costco
COST
$415B
$1.02M 0.14%
6,740
+770
+13% +$113K
XLY icon
189
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.02M 0.14%
27,044
+5,884
+28% +$216K
UAA icon
190
Under Armour
UAA
$3B
$1.01M 0.13%
25,260
+1,748
+7% +$63.8K
IIM icon
191
Invesco Value Municipal Income Trust
IIM
$583M
$1M 0.13%
62,731
+3,833
+7% +$62.3K
PGX icon
192
Invesco Preferred ETF
PGX
$3.84B
$1M 0.13%
67,271
+40,571
+152% +$601K
HYHG icon
193
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$997K 0.13%
+13,596
New +$996K
BOND icon
194
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$996K 0.13%
9,041
-1,020
-10% -$112K
EEM icon
195
iShares MSCI Emerging Markets ETF
EEM
$28B
$983K 0.13%
24,484
-2,536
-9% -$101K
EPD icon
196
Enterprise Products Partners
EPD
$83.8B
$983K 0.13%
29,858
-103,424
-78% -$3.47M
ICF icon
197
iShares Select U.S. REIT ETF
ICF
$2.12B
$983K 0.13%
19,436
+1,142
+6% +$58.2K
BDX icon
198
Becton Dickinson
BDX
$43.1B
$982K 0.13%
7,007
+90
+1% +$12.6K
WELL icon
199
Welltower
WELL
$178B
$979K 0.13%
12,659
-202
-2% -$15.9K
EMB icon
200
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$959K 0.13%
8,553
+966
+13% +$107K
6 7
8
9 10

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.