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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
(+7.6%)
Cap. Flow
+$69.9M
Cap. Flow
% of AUM
2.32%
Top 10 Holdings %
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12.2M |
| 2 |
SPDR Gold Trust
GLD
|
+$8.86M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$7.77M |
| 4 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$6.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$5.92M |
| 2 |
Pacer Trendpilot US Large Cap ETF
PTLC
|
+$5.7M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$5.18M |
| 4 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$4.65M |
| 5 |
iShares Core Dividend Growth ETF
DGRO
|
+$4.61M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.47% |
| 2 | Healthcare | 4.8% |
| 3 | Consumer Discretionary | 4.45% |
| 4 | Financials | 4.25% |
| 5 | Industrials | 3.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
JPMorgan US Value Factor ETF
JVAL
$820M
| $4.27M | 0.14% |
125,256
-36,497
| -23% | -$1.25M |
|
152
Starbucks
SBUX
$118B
| $4.27M | 0.14% |
40,960
-500
| -1% | -$52K |
|
153
Broadcom
AVGO
$1.82T
| $4.26M | 0.14% |
66,460
+1,690
| +3% | +$102K |
|
154
Vanguard Growth ETF
VUG
$216B
| $4.25M | 0.14% |
102,156
-1,734
| -2% | -$67.4K |
|
155
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $4.23M | 0.14% |
78,204
-111
| -0.1% | -$5.69K |
|
156
RTX Corp
RTX
$287B
| $4.17M | 0.14% |
42,606
-2,792
| -6% | -$275K |
|
157
Qualcomm
QCOM
$176B
| $4.13M | 0.14% |
32,351
-1,748
| -5% | -$217K |
|
158
Innovator US Equity Power Buffer ETF February
PFEB
$914M
| $4.12M | 0.14% |
141,051
+52,278
| +59% | +$1.51M |
|
159
Netflix
NFLX
$292B
| $4.1M | 0.14% |
118,660
-8,980
| -7% | -$297K |
|
160
Lowe's Companies
LOW
$116B
| $4.08M | 0.14% |
20,424
+609
| +3% | +$124K |
|
161
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $4.08M | 0.14% |
80,020
+67
| +0.1% | +$3.37K |
|
162
Vanguard Total International Bond ETF
BNDX
$82B
| $4.08M | 0.14% |
83,333
+1,418
| +2% | +$68.7K |
|
163
Morgan Stanley
MS
$337B
| $4.05M | 0.13% |
46,102
+633
| +1% | +$59.1K |
|
164
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
| $4.02M | 0.13% |
112,943
+104,660
| +1,264% | +$3.68M |
|
165
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $3.97M | 0.13% |
29,587
-304
| -1% | -$42.2K |
|
166
3M
MMM
$89B
| $3.95M | 0.13% |
44,962
+2,663
| +6% | +$251K |
|
167
Thermo Fisher Scientific
TMO
$211B
| $3.93M | 0.13% |
6,811
+162
| +2% | +$91.3K |
|
168
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $3.92M | 0.13% |
166,932
-16,851
| -9% | -$387K |
|
169
PGIM Ultra Short Bond ETF
PULS
$17.7B
| $3.91M | 0.13% |
79,249
+17,078
| +27% | +$841K |
|
170
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $3.9M | 0.13% |
81,290
-12,785
| -14% | -$576K |
|
171
ARK Innovation ETF
ARKK
$5.89B
| $3.89M | 0.13% |
96,358
-4,427
| -4% | -$170K |
|
172
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $3.77M | 0.13% |
37,236
-6,621
| -15% | -$666K |
|
173
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $3.71M | 0.12% |
51,876
+16,499
| +47% | +$1.18M |
|
174
Gilead Sciences
GILD
$161B
| $3.71M | 0.12% |
44,670
-7,008
| -14% | -$580K |
|
175
Clorox
CLX
$11.6B
| $3.71M | 0.12% |
23,418
+86
| +0.4% | +$12.9K |
|
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Sigma Planning Corp's Q1 2023 Portfolio in Review
As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
- Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
- Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
- Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
- Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
- Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.
Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.