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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $4.95M | 0.15% |
34,287
+13,055
| +61% | +$1.94M |
|
152
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
| $4.94M | 0.15% |
126,807
-7,956
| -6% | -$308K |
|
153
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $4.84M | 0.15% |
45,441
+2,827
| +7% | +$311K |
|
154
T. Rowe Price
TROW
$25B
| $4.82M | 0.15% |
24,514
+19,028
| +347% | +$4.01M |
|
155
Intuitive Surgical
ISRG
$121B
| $4.75M | 0.14% |
14,331
-753
| -5% | -$253K |
|
156
CALL
VanEck Oil Services ETF
OIH
$2.06B
| $4.73M | 0.14% |
24,000
+17,500
| +269% | +$3.33M |
|
157
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $4.73M | 0.14% |
91,447
+15,675
| +21% | +$812K |
|
158
CVS Health
CVS
$137B
| $4.71M | 0.14% |
55,445
-1,704
| -3% | -$143K |
|
159
FT Vest Fund of Buffer ETFs
BUFR
$10B
| $4.68M | 0.14% |
203,928
+89,567
| +78% | +$2.07M |
|
160
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $4.63M | 0.14% |
84,485
+2,482
| +3% | +$137K |
|
161
Schwab US Large- Cap ETF
SCHX
$70.9B
| $4.62M | 0.14% |
266,184
+14,478
| +6% | +$258K |
|
162
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $4.54M | 0.14% |
32,506
+2,592
| +9% | +$368K |
|
163
IBM
IBM
$202B
| $4.49M | 0.14% |
33,812
+544
| +2% | +$72.7K |
|
164
Wells Fargo
WFC
$261B
| $4.46M | 0.13% |
96,213
+27,449
| +40% | +$1.27M |
|
165
Southern Company
SO
$110B
| $4.46M | 0.13% |
72,041
-2,507
| -3% | -$161K |
|
166
Dollar General
DG
$25.9B
| $4.45M | 0.13% |
20,966
+1,736
| +9% | +$392K |
|
167
Duke Energy
DUK
$102B
| $4.45M | 0.13% |
45,543
-1,676
| -4% | -$174K |
|
168
iShares Select Dividend ETF
DVY
$24B
| $4.4M | 0.13% |
38,360
-1,935
| -5% | -$226K |
|
169
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $4.36M | 0.13% |
112,326
+2,469
| +2% | +$96.8K |
|
170
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $4.33M | 0.13% |
97,847
+788
| +0.8% | +$34.9K |
|
171
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $4.3M | 0.13% |
66,719
+4,065
| +6% | +$269K |
|
172
Dow Inc
DOW
$21.6B
| $4.25M | 0.13% |
73,782
+26,329
| +55% | +$1.61M |
|
173
Eaton
ETN
$157B
| $4.24M | 0.13% |
28,427
+57
| +0.2% | +$9.11K |
|
174
Clorox
CLX
$11.6B
| $4.23M | 0.13% |
25,557
+3,916
| +18% | +$674K |
|
175
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $4.19M | 0.13% |
137,685
+12,392
| +10% | +$392K |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.