We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
151
iShares Russell 2000 Growth ETF
IWO
$14.1B
$4.97M 0.16%
16,543
+1,221
+8% +$379K
MMM icon
152
3M
MMM
$83.9B
$4.97M 0.16%
30,826
+2,560
+9% +$383K
ESGU icon
153
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$4.94M 0.16%
54,345
+2,063
+4% +$183K
HON icon
154
Honeywell
HON
$65.8B
$4.83M 0.15%
23,597
+98
+0.4% +$19.1K
CVS icon
155
CVS Health
CVS
$117B
$4.81M 0.15%
63,962
+731
+1% +$53.2K
NKE icon
156
Nike
NKE
$53.1B
$4.79M 0.15%
36,058
+15,286
+74% +$2.13M
ALGN icon
157
Align Technology
ALGN
$10.7B
$4.76M 0.15%
8,796
-5,063
-37% -$2.8M
MJ icon
158
Amplify Alternative Harvest ETF
MJ
$110M
$4.7M 0.15%
17,113
-4,902
-22% -$1.29M
PAVE icon
159
Global X US Infrastructure Development ETF
PAVE
$13.3B
$4.7M 0.15%
187,466
+173,991
+1,291% +$4M
CROX icon
160
Crocs
CROX
$5.53B
$4.7M 0.15%
58,371
+48,275
+478% +$3.68M
CSCO icon
161
Cisco
CSCO
$425B
$4.69M 0.15%
90,731
+2,658
+3% +$125K
BND icon
162
Vanguard Total Bond Market
BND
$161B
$4.68M 0.15%
55,257
-30,269
-35% -$2.61M
MOAT icon
163
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$4.67M 0.15%
67,344
-526
-0.8% -$34.7K
DG icon
164
Dollar General
DG
$27.1B
$4.66M 0.15%
23,004
+2,927
+15% +$581K
PWR icon
165
Quanta Services
PWR
$93.1B
$4.66M 0.15%
52,953
-93,409
-64% -$7.44M
XLY icon
166
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
$4.65M 0.15%
55,334
-40,072
-42% -$3.33M
IBUY icon
167
Amplify Online Retail ETF
IBUY
$119M
$4.65M 0.15%
37,421
+30,749
+461% +$3.94M
IAU icon
168
iShares Gold Trust
IAU
$63.3B
$4.6M 0.15%
141,378
-5,332
-4% -$182K
TTD icon
169
Trade Desk
TTD
$6.81B
$4.57M 0.15%
70,190
-4,130
-6% -$319K
BX icon
170
Blackstone
BX
$92.7B
$4.53M 0.14%
60,790
+50,705
+503% +$3.5M
EFG icon
171
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$4.49M 0.14%
44,660
+5,023
+13% +$511K
LOW icon
172
Lowe's Companies
LOW
$109B
$4.47M 0.14%
23,532
+1,513
+7% +$260K
BABA icon
173
Alibaba
BABA
$267B
$4.43M 0.14%
19,557
+591
+3% +$145K
CVX icon
174
Chevron
CVX
$415B
$4.43M 0.14%
42,256
-1,772
-4% -$173K
DAL icon
175
Delta Air Lines
DAL
$51.2B
$4.39M 0.14%
90,874
+4,585
+5% +$203K
5 6
7
8 9

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.