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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
151
CVS Health
CVS
$137B
$3.8M 0.15%
65,037
+4,114
+7% +$256K
MMM icon
152
3M
MMM
$89B
$3.79M 0.15%
28,284
+5,951
+27% +$801K
MOAT icon
153
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$3.78M 0.15%
69,268
-20,731
-23% -$1.13M
VRSN icon
154
VeriSign
VRSN
$25.3B
$3.7M 0.15%
18,075
-1,853
-9% -$383K
SO icon
155
Southern Company
SO
$110B
$3.68M 0.15%
67,919
+650
+1% +$34.7K
PFF icon
156
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.63M 0.14%
99,645
+3,533
+4% +$127K
DUK icon
157
Duke Energy
DUK
$102B
$3.61M 0.14%
40,797
+2,085
+5% +$172K
SHOP icon
158
Shopify
SHOP
$148B
$3.6M 0.14%
35,170
-32,540
-48% -$3.23M
IWP icon
159
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.59M 0.14%
41,576
+1,206
+3% +$102K
HDV
160
iShares Core High Dividend ETF
HDV
$14.4B
$3.58M 0.14%
222,740
-24,535
-10% -$408K
NEAR icon
161
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.57M 0.14%
71,244
+13,206
+23% +$661K
LOW icon
162
Lowe's Companies
LOW
$116B
$3.51M 0.14%
21,154
-227
-1% -$35K
STIP icon
163
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.5M 0.14%
33,685
+2,014
+6% +$208K
AMGN icon
164
Amgen
AMGN
$203B
$3.5M 0.14%
13,755
-358
-3% -$88.7K
TDOC icon
165
Teladoc Health
TDOC
$1.58B
$3.49M 0.14%
15,924
+8,245
+107% +$1.75M
XLB icon
166
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$3.48M 0.14%
109,222
+67,076
+159% +$2.08M
CSCO icon
167
Cisco
CSCO
$450B
$3.47M 0.14%
88,060
-20,855
-19% -$909K
ARKW icon
168
ARK Web x.0 ETF
ARKW
$1.64B
$3.46M 0.14%
31,850
+27,548
+640% +$2.79M
BNDX icon
169
Vanguard Total International Bond ETF
BNDX
$82B
$3.45M 0.14%
59,289
+6,239
+12% +$362K
GIS icon
170
General Mills
GIS
$19.2B
$3.41M 0.13%
55,255
-4,419
-7% -$276K
IBM icon
171
IBM
IBM
$202B
$3.4M 0.13%
29,193
+137
+0.5% +$16.1K
WORK
172
DELISTED
Slack Technologies, Inc.
WORK
$3.38M 0.13%
125,807
+86,823
+223% +$2.55M
EFG icon
173
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$3.37M 0.13%
37,435
+5,286
+16% +$468K
FFEB icon
174
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$3.35M 0.13%
+108,220
New +$3.32M
VNQ icon
175
Vanguard Real Estate ETF
VNQ
$39.9B
$3.33M 0.13%
42,154
-1,336
-3% -$107K
5 6
7
8 9

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.