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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
151
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.33M 0.15%
96,112
-6,450
-6% -$220K
HON icon
152
Honeywell
HON
$77.1B
$3.33M 0.15%
24,398
+1,270
+5% +$168K
ONEQ icon
153
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$3.3M 0.14%
84,370
+6,400
+8% +$227K
IXUS icon
154
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$3.26M 0.14%
59,803
-4,240
-7% -$218K
STIP icon
155
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.24M 0.14%
31,671
-312
-1% -$31.7K
SMH icon
156
VanEck Semiconductor ETF
SMH
$67.6B
$3.23M 0.14%
42,208
-5,712
-12% -$392K
ESGU icon
157
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$3.21M 0.14%
45,910
+31,594
+221% +$2.08M
BABA icon
158
Alibaba
BABA
$269B
$3.21M 0.14%
14,857
+351
+2% +$73.1K
IWP icon
159
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.19M 0.14%
40,370
-18,898
-32% -$1.37M
REGN icon
160
Regeneron Pharmaceuticals
REGN
$68.8B
$3.13M 0.14%
5,022
+4,173
+492% +$2.37M
AWK icon
161
American Water Works
AWK
$26.3B
$3.1M 0.14%
24,083
-391
-2% -$48.7K
DUK icon
162
Duke Energy
DUK
$102B
$3.09M 0.14%
38,712
+7,008
+22% +$592K
DVY icon
163
iShares Select Dividend ETF
DVY
$24B
$3.07M 0.13%
38,061
-7,962
-17% -$636K
BNDX icon
164
Vanguard Total International Bond ETF
BNDX
$82B
$3.06M 0.13%
53,050
+1,455
+3% +$83.1K
TTD icon
165
Trade Desk
TTD
$8.13B
$3.06M 0.13%
75,330
-36,820
-33% -$1.11M
ROKU icon
166
Roku
ROKU
$21.1B
$3.05M 0.13%
26,173
+9,730
+59% +$1.11M
CONE
167
DELISTED
CyrusOne Inc Common Stock
CONE
$3.05M 0.13%
+41,918
New +$2.99M
ABT icon
168
Abbott
ABT
$180B
$2.95M 0.13%
32,234
+5,853
+22% +$529K
NEM icon
169
Newmont
NEM
$98.2B
$2.92M 0.13%
47,271
+25,976
+122% +$1.54M
MMM icon
170
3M
MMM
$89B
$2.91M 0.13%
22,333
+4,410
+25% +$556K
NEAR icon
171
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.9M 0.13%
58,038
-366
-0.6% -$18.1K
LOW icon
172
Lowe's Companies
LOW
$116B
$2.89M 0.13%
21,381
+4,088
+24% +$467K
STX icon
173
Seagate
STX
$193B
$2.83M 0.12%
+58,481
New +$2.93M
SLQD icon
174
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$2.79M 0.12%
53,572
+7,867
+17% +$405K
PM icon
175
Philip Morris
PM
$301B
$2.77M 0.12%
39,612
+13,122
+50% +$957K
5 6
7
8 9

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.