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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
IBM
IBM
$202B
| $2.43M | 0.14% |
22,895
-2,373
| -9% | -$300K |
|
152
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $2.39M | 0.14% |
26,727
-5,303
| -17% | -$470K |
|
153
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $2.37M | 0.14% |
43,835
-66,328
| -60% | -$4.15M |
|
154
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $2.33M | 0.14% |
77,970
-30,560
| -28% | -$1.04M |
|
155
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.31M | 0.14% |
28,172
-638
| -2% | -$51.8K |
|
156
Ford
F
$57.3B
| $2.31M | 0.14% |
478,485
-24,158
| -5% | -$181K |
|
157
Schwab US Large- Cap ETF
SCHX
$70.9B
| $2.3M | 0.14% |
225,180
-8,124
| -3% | -$98.7K |
|
158
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $2.29M | 0.14% |
45,705
+5,833
| +15% | +$296K |
|
159
Invesco Preferred ETF
PGX
$3.84B
| $2.29M | 0.14% |
173,844
-102,145
| -37% | -$1.47M |
|
160
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $2.27M | 0.14% |
27,969
-1,735
| -6% | -$187K |
|
161
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $2.21M | 0.13% |
61,659
+1,725
| +3% | +$71.7K |
|
162
Trade Desk
TTD
$8.13B
| $2.16M | 0.13% |
112,150
+16,190
| +17% | +$419K |
|
163
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.14M | 0.13% |
26,998
+1,148
| +4% | +$92.3K |
|
164
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $2.1M | 0.12% |
47,048
-18,424
| -28% | -$1.01M |
|
165
Fidelity Total Bond ETF
FBND
$26.9B
| $2.1M | 0.12% |
40,477
+6,991
| +21% | +$362K |
|
166
Abbott
ABT
$180B
| $2.08M | 0.12% |
26,381
-1,956
| -7% | -$163K |
|
167
Dominion Energy
D
$62.5B
| $2.07M | 0.12% |
28,627
-1,064
| -4% | -$86.9K |
|
168
Sarepta Therapeutics
SRPT
$1.66B
| $2.06M | 0.12% |
21,085
-97
| -0.5% | -$11.1K |
|
|
PKO
169
DELISTED
Pimco Income Opportunity Fund
PKO
| $2.06M | 0.12% |
101,917
+4,789
| +5% | +$123K |
|
170
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $2.05M | 0.12% |
21,176
-723
| -3% | -$79.7K |
|
171
3M
MMM
$89B
| $2.05M | 0.12% |
17,923
-946
| -5% | -$124K |
|
172
Eli Lilly
LLY
$1.07T
| $2.04M | 0.12% |
14,704
-226
| -2% | -$31.1K |
|
173
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.04M | 0.12% |
60,699
-1,382
| -2% | -$56.3K |
|
174
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $2.01M | 0.12% |
35,258
-9,470
| -21% | -$623K |
|
175
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $2.01M | 0.12% |
96,544
-50,590
| -34% | -$1.33M |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.