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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
151
Omega Healthcare
OHI
$14.2B
$3.51M 0.15%
82,855
-3,371
-4% -$143K
BABA icon
152
Alibaba
BABA
$267B
$3.48M 0.15%
16,425
+11
+0.1% +$2.06K
ROKU icon
153
Roku
ROKU
$23B
$3.48M 0.15%
25,988
+4,929
+23% +$677K
SYY icon
154
Sysco
SYY
$37.7B
$3.46M 0.15%
40,505
-5,780
-12% -$468K
SCHD icon
155
Schwab US Dividend Equity ETF
SCHD
$110B
$3.41M 0.14%
176,394
+9,144
+5% +$171K
TXN icon
156
Texas Instruments
TXN
$238B
$3.36M 0.14%
26,186
-468
-2% -$57.8K
BIL icon
157
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$3.32M 0.14%
36,326
-6,762
-16% -$619K
FXL icon
158
First Trust Technology AlphaDEX Fund
FXL
$2.71B
$3.32M 0.14%
45,724
+13,333
+41% +$915K
IYT icon
159
iShares US Transportation ETF
IYT
$2.06B
$3.27M 0.14%
+66,896
New +$3.21M
PYPL icon
160
PayPal
PYPL
$45.1B
$3.26M 0.14%
30,149
+1,832
+6% +$191K
IBM icon
161
IBM
IBM
$224B
$3.24M 0.14%
25,268
+896
+4% +$116K
O icon
162
Realty Income
O
$54.1B
$3.24M 0.14%
45,369
+6,591
+17% +$491K
EFA icon
163
iShares MSCI EAFE ETF
EFA
$77.6B
$3.2M 0.13%
46,043
+16,902
+58% +$1.14M
AMGN icon
164
Amgen
AMGN
$203B
$3.18M 0.13%
13,172
+411
+3% +$90.6K
KMB icon
165
Kimberly-Clark
KMB
$32.6B
$3.15M 0.13%
22,861
-1,062
-4% -$144K
STIP icon
166
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
$3.06M 0.13%
30,349
+1,568
+5% +$157K
IUSG icon
167
iShares Core S&P US Growth ETF
IUSG
$32.7B
$3.02M 0.13%
44,728
-406
-0.9% -$26.3K
BP icon
168
BP
BP
$117B
$3.02M 0.13%
80,020
+722
+0.9% +$27.4K
VUG icon
169
Vanguard Morningstar Growth ETF
VUG
$224B
$3.02M 0.13%
99,420
-5,544
-5% -$160K
SCHX icon
170
Schwab US Large- Cap ETF
SCHX
$73B
$2.99M 0.13%
233,304
+22,218
+11% +$272K
USRT icon
171
iShares Core US REIT ETF
USRT
$4.35B
$2.92M 0.12%
53,446
-9,439
-15% -$520K
IYH icon
172
iShares US Healthcare ETF
IYH
$3.65B
$2.91M 0.12%
67,405
+40,285
+149% +$1.63M
IUSV icon
173
iShares Core S&P US Value ETF
IUSV
$27.2B
$2.89M 0.12%
45,896
-9,927
-18% -$598K
BNDX icon
174
Vanguard Total International Bond ETF
BNDX
$82.5B
$2.81M 0.12%
49,601
+2,255
+5% +$131K
BIV icon
175
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$2.79M 0.12%
32,030
+22,239
+227% +$1.95M
5 6
7
8 9

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.