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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
151
IBM
IBM
$202B
$3.39M 0.16%
24,372
+155
+0.6% +$20.9K
NOBL icon
152
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.33M 0.16%
93,002
-13,612
-13% -$476K
B
153
Barrick Mining
B
$62.2B
$3.31M 0.16%
191,163
+113,685
+147% +$2.01M
CRM icon
154
Salesforce
CRM
$134B
$3.27M 0.16%
22,000
-1,797
-8% -$273K
MGV icon
155
Vanguard Mega Cap Value ETF
MGV
$13.2B
$3.26M 0.16%
40,007
+3,731
+10% +$300K
IUSV icon
156
iShares Core S&P US Value ETF
IUSV
$27.2B
$3.23M 0.15%
55,823
+16,141
+41% +$919K
FPE icon
157
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.15M 0.15%
159,383
+135,457
+566% +$2.66M
FTC icon
158
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$3.13M 0.15%
44,659
+20,465
+85% +$1.45M
DNKN
159
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$3.08M 0.15%
+38,801
New +$3.15M
SCHD icon
160
Schwab US Dividend Equity ETF
SCHD
$102B
$3.05M 0.15%
167,250
+13,506
+9% +$242K
FDX icon
161
FedEx
FDX
$74.5B
$3.03M 0.15%
20,805
+2,531
+14% +$408K
TGT icon
162
Target
TGT
$62.1B
$3.02M 0.14%
28,252
+4,633
+20% +$441K
MMM icon
163
3M
MMM
$89B
$3.02M 0.14%
21,960
+1,095
+5% +$153K
BP icon
164
BP
BP
$113B
$3.01M 0.14%
79,298
+7,434
+10% +$284K
PYPL icon
165
PayPal
PYPL
$49.5B
$2.93M 0.14%
28,317
-295
-1% -$32.5K
VUG icon
166
Vanguard Growth ETF
VUG
$216B
$2.91M 0.14%
104,964
-12,528
-11% -$348K
STIP icon
167
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.88M 0.14%
28,781
-11,249
-28% -$1.13M
O icon
168
Realty Income
O
$61.2B
$2.88M 0.14%
38,778
+1,590
+4% +$112K
DUK icon
169
Duke Energy
DUK
$102B
$2.84M 0.14%
29,665
-1,211
-4% -$110K
IUSG icon
170
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.84M 0.14%
45,134
+13,236
+41% +$837K
VPU
171
Vanguard Utilities ETF
VPU
$8.83B
$2.81M 0.14%
19,578
-11
-0.1% -$1.51K
BNDX icon
172
Vanguard Total International Bond ETF
BNDX
$82B
$2.79M 0.13%
47,346
+3,718
+9% +$217K
BABA icon
173
Alibaba
BABA
$269B
$2.75M 0.13%
16,414
+3,577
+28% +$615K
SYK icon
174
Stryker
SYK
$127B
$2.72M 0.13%
12,563
+1,742
+16% +$374K
CLX icon
175
Clorox
CLX
$11.6B
$2.7M 0.13%
17,775
-304
-2% -$48.1K
5 6
7
8 9

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.