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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
151
United Parcel Service
UPS
$97.6B
$2.78M 0.16%
24,895
+3,144
+14% +$333K
XLI icon
152
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.77M 0.16%
36,941
+6,580
+22% +$476K
PTNQ icon
153
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$2.75M 0.16%
80,772
+50,174
+164% +$1.66M
WPC icon
154
W.P. Carey
WPC
$17.1B
$2.72M 0.15%
35,453
-3,143
-8% -$226K
ABT icon
155
Abbott
ABT
$180B
$2.72M 0.15%
33,972
-271
-0.8% -$20.2K
CVS icon
156
CVS Health
CVS
$137B
$2.67M 0.15%
49,427
+11,596
+31% +$716K
IP icon
157
International Paper
IP
$22.3B
$2.6M 0.15%
59,435
+6,760
+13% +$293K
KMB icon
158
Kimberly-Clark
KMB
$36.4B
$2.6M 0.15%
20,943
+1,856
+10% +$216K
RDIV icon
159
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$2.59M 0.15%
68,434
+26,356
+63% +$970K
SRPT icon
160
Sarepta Therapeutics
SRPT
$1.66B
$2.59M 0.15%
21,741
-485
-2% -$62.4K
VWO icon
161
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.56M 0.15%
60,135
+4,145
+7% +$171K
O icon
162
Realty Income
O
$61.2B
$2.54M 0.14%
35,686
+1,332
+4% +$88.3K
DUK icon
163
Duke Energy
DUK
$102B
$2.54M 0.14%
28,231
+2,254
+9% +$199K
SMLV icon
164
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$2.53M 0.14%
27,699
+4,485
+19% +$405K
IAU icon
165
iShares Gold Trust
IAU
$63B
$2.49M 0.14%
100,689
+36,828
+58% +$920K
EEMV icon
166
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$2.46M 0.14%
41,448
+17,529
+73% +$1.02M
AMGN icon
167
Amgen
AMGN
$203B
$2.45M 0.14%
12,900
+101
+0.8% +$19.3K
IUSG icon
168
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.44M 0.14%
40,474
-510
-1% -$29.3K
TXN icon
169
Texas Instruments
TXN
$255B
$2.43M 0.14%
22,906
+2,832
+14% +$293K
EEM icon
170
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.43M 0.14%
56,601
+33,095
+141% +$1.39M
SH icon
171
ProShares Short S&P500
SH
$887M
$2.41M 0.14%
21,772
+3,938
+22% +$455K
SCHD icon
172
Schwab US Dividend Equity ETF
SCHD
$102B
$2.4M 0.14%
137,763
+109,275
+384% +$1.84M
D icon
173
Dominion Energy
D
$62.5B
$2.39M 0.14%
31,180
+2,207
+8% +$161K
VUG icon
174
Vanguard Growth ETF
VUG
$216B
$2.38M 0.14%
91,398
+24,000
+36% +$592K
FTCS icon
175
First Trust Capital Strength ETF
FTCS
$7.88B
$2.34M 0.13%
43,302
+19,990
+86% +$1.04M
5 6
7
8 9

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BPS
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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.