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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92M
Cap. Flow %
6.73%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.56%
2 Technology 6.31%
3 Financials 5.18%
4 Healthcare 4.67%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
151
Costco
COST
$406B
$2.18M 0.16%
11,586
-54
-0.5% -$10.2K
CPRT icon
152
Copart
CPRT
$31.2B
$2.18M 0.16%
171,440
+4,052
+2% +$46.9K
UPS icon
153
United Parcel Service
UPS
$87B
$2.18M 0.16%
20,831
+1,114
+6% +$129K
IYR icon
154
iShares US Real Estate ETF
IYR
$4.33B
$2.17M 0.16%
28,808
-3,620
-11% -$275K
IWR icon
155
iShares Russell Mid-Cap ETF
IWR
$56.9B
$2.16M 0.16%
41,880
+19,368
+86% +$1.02M
ARCC icon
156
Ares Capital
ARCC
$14.4B
$2.15M 0.16%
135,615
-18,939
-12% -$300K
ILTB icon
157
iShares Core 10+ Year USD Bond ETF
ILTB
$591M
$2.11M 0.15%
34,090
+17,626
+107% +$1.09M
SYY icon
158
Sysco
SYY
$38.4B
$2.02M 0.15%
33,771
-65
-0.2% -$3.94K
SMLV icon
159
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$2.02M 0.15%
22,806
+1,127
+5% +$101K
WFC icon
160
Wells Fargo
WFC
$272B
$2.02M 0.15%
38,578
-998
-3% -$59.3K
AMLP icon
161
Alerian MLP ETF
AMLP
$13.5B
$2.02M 0.15%
43,076
+2,437
+6% +$130K
SCHX icon
162
Schwab US Large- Cap ETF
SCHX
$74.5B
$2.02M 0.15%
191,850
+720
+0.4% +$7.83K
AMTD
163
DELISTED
TD Ameritrade Holding Corp
AMTD
$2.02M 0.15%
34,042
-135
-0.4% -$7.65K
DWAS icon
164
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$418M
$2M 0.15%
40,369
-225
-0.6% -$11.3K
OLLI icon
165
Ollie's Bargain Outlet
OLLI
$4.55B
$2M 0.15%
33,086
+1,871
+6% +$106K
SDY icon
166
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$1.99M 0.15%
21,869
-4,180
-16% -$391K
SPYV icon
167
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$1.98M 0.14%
67,345
-1,977
-3% -$60.7K
TXN icon
168
Texas Instruments
TXN
$236B
$1.96M 0.14%
18,838
-56
-0.3% -$6.06K
ACWV icon
169
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$1.96M 0.14%
23,341
-1,168
-5% -$98.7K
SBUX icon
170
Starbucks
SBUX
$119B
$1.94M 0.14%
33,438
+4,956
+17% +$287K
EEMV icon
171
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.7B
$1.94M 0.14%
31,035
+3,908
+14% +$244K
GILD icon
172
Gilead Sciences
GILD
$187B
$1.92M 0.14%
25,419
-5,222
-17% -$415K
IUSV icon
173
iShares Core S&P US Value ETF
IUSV
$27.9B
$1.85M 0.14%
34,896
+8,369
+32% +$464K
IWO icon
174
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.85M 0.14%
9,687
-917
-9% -$176K
SO icon
175
Southern Company
SO
$101B
$1.82M 0.13%
40,725
-12,360
-23% -$549K
5 6
7
8 9

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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 60% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.