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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
151
Vanguard Mid-Cap ETF
VO
$106B
$2.06M 0.17%
56,032
+38,924
+228% +$1.4M
STIP icon
152
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.04M 0.17%
20,309
+1,597
+9% +$160K
BSV icon
153
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.03M 0.17%
25,476
+4,948
+24% +$396K
WFC icon
154
Wells Fargo
WFC
$261B
$2.03M 0.17%
36,858
-49
-0.1% -$2.6K
VTV icon
155
Vanguard Value ETF
VTV
$189B
$1.99M 0.16%
19,935
+5,405
+37% +$529K
ACWV icon
156
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$1.98M 0.16%
24,365
+1,352
+6% +$109K
SPYV icon
157
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.98M 0.16%
67,912
-472
-0.7% -$13.5K
SMLV icon
158
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$1.98M 0.16%
20,646
-21
-0.1% -$1.93K
DWAS icon
159
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.94M 0.16%
+40,931
New +$1.8M
GIS icon
160
General Mills
GIS
$19.2B
$1.91M 0.16%
36,884
+2,798
+8% +$153K
SCHX icon
161
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.9M 0.16%
190,314
+17,580
+10% +$173K
QTEC icon
162
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.89M 0.16%
27,764
+1,296
+5% +$84.4K
IYF icon
163
iShares US Financials ETF
IYF
$4.39B
$1.82M 0.15%
32,552
-642
-2% -$35K
NFLX icon
164
Netflix
NFLX
$292B
$1.82M 0.15%
100,490
+10,950
+12% +$191K
SYY icon
165
Sysco
SYY
$39.7B
$1.8M 0.15%
33,449
+336
+1% +$17.5K
DVYE icon
166
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.79M 0.15%
43,093
+12,832
+42% +$538K
FUTY icon
167
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.79M 0.15%
51,743
+6,485
+14% +$226K
UPS icon
168
United Parcel Service
UPS
$97.6B
$1.78M 0.15%
14,802
+945
+7% +$107K
ITA icon
169
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.77M 0.15%
19,914
+3,784
+23% +$317K
XLK icon
170
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.75M 0.14%
59,116
+11,496
+24% +$331K
NEM icon
171
Newmont
NEM
$99.5B
$1.74M 0.14%
+46,492
New +$1.69M
FDMO icon
172
Fidelity Momentum Factor ETF
FDMO
$934M
$1.74M 0.14%
+59,994
New +$1.71M
GSK icon
173
GSK
GSK
$103B
$1.72M 0.14%
33,944
+552
+2% +$28K
IWO icon
174
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.69M 0.14%
9,451
+501
+6% +$85.1K
IAU icon
175
iShares Gold Trust
IAU
$63B
$1.68M 0.14%
68,278
+12,742
+23% +$313K
5 6
7
8 9

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.