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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.47M | 0.16% |
13,371
-1,120
| -8% | -$126K |
|
152
Skyworks Solutions
SWKS
$9.06B
| $1.47M | 0.16% |
19,695
+17,034
| +640% | +$1.31M |
|
153
Visa
V
$677B
| $1.47M | 0.16% |
18,841
-367
| -2% | -$29.5K |
|
154
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $1.47M | 0.16% |
46,500
-2,077
| -4% | -$64.3K |
|
155
CSX Corp
CSX
$98.6B
| $1.45M | 0.16% |
121,017
+91,785
| +314% | +$1.03M |
|
|
MMP
156
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.44M | 0.16% |
19,072
+3,449
| +22% | +$242K |
|
157
Vanguard Value ETF
VTV
$189B
| $1.43M | 0.16% |
15,406
+6,437
| +72% | +$576K |
|
158
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $1.4M | 0.15% |
57,800
-16,500
| -22% | -$394K |
|
159
Starbucks
SBUX
$118B
| $1.4M | 0.15% |
25,230
-2,136
| -8% | -$118K |
|
|
BSJH
160
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $1.4M | 0.15% |
54,165
-724
| -1% | -$18.7K |
|
161
CVS Health
CVS
$137B
| $1.38M | 0.15% |
17,543
+2,569
| +17% | +$208K |
|
162
Netflix
NFLX
$292B
| $1.37M | 0.15% |
110,430
+3,510
| +3% | +$41.6K |
|
163
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $1.36M | 0.15% |
13,523
+2,895
| +27% | +$292K |
|
164
Invesco Large Cap Value ETF
PWV
$1.66B
| $1.36M | 0.15% |
40,294
-1,701
| -4% | -$55.2K |
|
165
iShares Gold Trust
IAU
$63B
| $1.34M | 0.15% |
60,271
-12,662
| -17% | -$297K |
|
166
National Grid
NGG
$82.7B
| $1.33M | 0.15% |
23,661
+4,433
| +23% | +$263K |
|
167
Constellation Brands
STZ
$22.2B
| $1.33M | 0.15% |
8,667
+626
| +8% | +$99.4K |
|
168
Papa John's
PZZA
$999M
| $1.32M | 0.14% |
+15,451
| New | +$1.28M |
|
169
UnitedHealth
UNH
$382B
| $1.31M | 0.14% |
8,194
+329
| +4% | +$49.1K |
|
170
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $1.3M | 0.14% |
30,936
-1,222
| -4% | -$51.1K |
|
171
ProShares Ultra QQQ
QLD
$12.5B
| $1.3M | 0.14% |
240,688
+158,912
| +194% | +$848K |
|
172
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $1.29M | 0.14% |
28,370
+21,970
| +343% | +$1M |
|
173
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $1.29M | 0.14% |
15,139
-7,894
| -34% | -$663K |
|
174
Vanguard S&P 500 ETF
VOO
$968B
| $1.29M | 0.14% |
6,289
+2,540
| +68% | +$510K |
|
175
Amgen
AMGN
$203B
| $1.26M | 0.14% |
8,609
+1,921
| +29% | +$289K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.