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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
151
IBM
IBM
$202B
$1.29M 0.17%
8,877
-4,215
-32% -$603K
ARCC icon
152
Ares Capital
ARCC
$13.5B
$1.25M 0.16%
88,322
+10,816
+14% +$161K
BDX icon
153
Becton Dickinson
BDX
$43.1B
$1.25M 0.16%
7,536
-162
-2% -$25.9K
VOE icon
154
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.24M 0.16%
13,885
-5,955
-30% -$524K
RDS.B
155
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.23M 0.16%
22,007
+1,781
+9% +$91.6K
SE
156
DELISTED
Spectra Energy Corp Wi
SE
$1.23M 0.16%
33,528
+1,025
+3% +$32.7K
PWV icon
157
Invesco Large Cap Value ETF
PWV
$1.66B
$1.22M 0.16%
39,674
+329
+0.8% +$9.95K
MINT icon
158
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.21M 0.16%
11,953
+580
+5% +$58.6K
IYE icon
159
iShares US Energy ETF
IYE
$1.74B
$1.21M 0.16%
+31,443
New +$1.16M
ACWV icon
160
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$1.2M 0.16%
15,752
+10,638
+208% +$788K
OLED icon
161
Universal Display
OLED
$3.71B
$1.19M 0.16%
17,614
-5,606
-24% -$345K
RTX icon
162
RTX Corp
RTX
$287B
$1.18M 0.15%
18,253
+269
+1% +$17.2K
MMP
163
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.15M 0.15%
15,099
+1,047
+7% +$74.3K
ABT icon
164
Abbott
ABT
$180B
$1.14M 0.15%
28,926
-34,821
-55% -$1.39M
VHT icon
165
Vanguard Health Care ETF
VHT
$18.2B
$1.14M 0.15%
8,696
+344
+4% +$44.1K
IUSV icon
166
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.12M 0.15%
+24,996
New +$1.1M
SYK icon
167
Stryker
SYK
$127B
$1.1M 0.14%
9,198
+174
+2% +$19.5K
BCE icon
168
BCE
BCE
$19.9B
$1.08M 0.14%
22,789
+1,745
+8% +$80.9K
MUB icon
169
iShares National Muni Bond ETF
MUB
$45.1B
$1.07M 0.14%
9,380
+2,848
+44% +$321K
UNH icon
170
UnitedHealth
UNH
$382B
$1.06M 0.14%
7,509
+613
+9% +$81.7K
DD
171
DELISTED
Du Pont De Nemours E I
DD
$1.05M 0.14%
16,147
+586
+4% +$38.5K
LLY icon
172
Eli Lilly
LLY
$1.07T
$1.04M 0.14%
13,229
+149
+1% +$11.2K
AG icon
173
First Majestic Silver
AG
$8.05B
$1.03M 0.13%
+75,802
New +$790K
DD icon
174
DuPont de Nemours
DD
$18.6B
$1.03M 0.13%
8,176
-626
-7% -$82.3K
DUK icon
175
Duke Energy
DUK
$102B
$1.02M 0.13%
11,947
+429
+4% +$34.3K
5 6
7
8 9

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.